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CSL Ltd. — Director's Dealing 2023
Aug 24, 2023
17854_rns_2023-08-24_307ccee4-e592-435c-ba11-ff85a638156e.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr Brian McNamee AO |
|---|---|
| Date of last notice | 24 February 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect Interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd |
| Date of change | (1) 21 August 2023 (2) 23 August 2023 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Indirect: 115,000 Ordinary Shares held by Mutual Trust as custodian for Brian McNamee 25,000 Ordinary Shares held by HSBC Bank Australia Ltd as custodian for Brian McNamee 3,500 Ordinary Shares held by Mutual Trust as custodian for Brian & Virginia McNamee Foundation 3,080 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd 0 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Brian McNamee 304 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd |
|---|---|
| Class | (1) Ordinary Shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | (1) 304 Ordinary Shares (2) 686 Rights |
| Number disposed | (1) 304 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2022, in accordance with the Plan Dr McNamee paid consideration of $89,515.84 for the 304 Rights, representing a price of $294.46 per Right.) (2) Consideration paid for Rights acquired was $184,519.11 being 686 Rights at a Volume Weighted Average Price of $268.9783 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Indirect: 115,000 Ordinary Shares held by Mutual Trust as custodian for Brian McNamee 25,000 Ordinary Shares held by HSBC Bank Australia Ltd as custodian for Brian McNamee 3,500 Ordinary Shares held by Mutual Trust as custodian for Brian & Virginia McNamee Foundation 3,384 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd 0 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Brian McNamee 686 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition of 304 Ordinary Shares to satisfy the exercise of 304 Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?
Fiona Mead Company Secretary
25 August 2023
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ms Alison Watkins AM |
|---|---|
| Date of last notice | 24 February 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust |
| Date of change | (1) 21 August 2023 (2) 23 August 2023 |
| No. of securities held prior to change | Direct: Nil Indirect: 2,833 Ordinary Shares held by RJ & AM Watkins Superannuation Fund P/L 393 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust 150 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | (1) Ordinary Shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
|---|---|
| Number acquired | (1) 150 Ordinary Shares (2) 338 Rights |
| Number disposed | (1) 150 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2022, in accordance with the Plan Ms Watkins paid consideration of $44,169.00 for the 150 Rights, representing a price of $294.46 per Right.) (2) Consideration paid for Rights acquired was $90,914.67 being 338 Rights at a Volume Weighted Average Price of $268.9783 |
| No. of securities held after change | Direct: Nil Indirect: 2,833 Ordinary Shares held by RJ & AM Watkins Superannuation Fund P/L 543 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust 338 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition of 150 Ordinary Shares to satisfy the exercise of 150 Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
25 August 2023
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Professor Robert Andrew Cuthbertson AO |
|---|---|
| Date of last notice | 24 February 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust |
| Date of change | (1) 21 August 2023 (2) 23 August 2023 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: Nil Ordinary Shares. Indirect: 89,955 Ordinary Shares held by Mutual Trust as custodian for Robert Andrew Cuthbertson. 308 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust 1,161 Performance Share Units held by Solium Nominees (Australia) Pty Ltd as custodian for Robert Andrew Cuthbertson 128 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust |
|---|---|
| Class | (1) Ordinary Shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | (1) 128 Ordinary Shares (2) 290 Rights |
| Number disposed | (1) 128 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2022, in accordance with the Plan Professor Cuthbertson paid consideration of $37,690.88 for the 128 Rights, representing a price of $294.46 per Right.) (2) Consideration paid for Rights acquired was $78,003.71 being 290 Rights at a Volume Weighted Average Price of $268.9783 |
- See chapter 19 for defined terms. Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: Nil Ordinary Shares. Indirect: 89,955 Ordinary Shares held by Mutual Trust as custodian for Robert Andrew Cuthbertson. 436 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust 1,161 Performance Share Units held by Solium Nominees (Australia) Pty Ltd as custodian for Robert Andrew Cuthbertson 290 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition of 128 Ordinary Shares to satisfy the exercise of 128 Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | No |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
25 August 2023
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Bruce Brook |
|---|---|
| Date of last notice | 24 February 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Superannuation Fund |
| Date of change | (1) 21 August 2023 (2) 23 August 2023 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: 1,000 Ordinary Shares Indirect: 2,118 Ordinary Shares held by The Brook Family Superannuation Fund 200 Ordinary Shares held by Mrs Gillian Brook 2,121 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Bruce Brook 1,060 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust 257 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust |
|---|---|
| Class | (1) Ordinary Shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | (1) 257 Ordinary Shares (2) 193 Rights |
| Number disposed | (1) 257 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2022, in accordance with the Plan Mr Brook paid consideration of $75,676.22 for the 257 Rights, representing a price of $294.46 per Right.) (2) Consideration paid for Rights acquired was $51,912.81 being 193 Rights at a Volume Weighted Average Price of $268.9783 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: 1,000 Ordinary Shares Indirect: 2,118 Ordinary Shares held by The Brook Family Superannuation Fund 200 Ordinary Shares held by Mrs Gillian Brook 2,121 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Bruce Brook 1,317 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust 193 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition of 257 Ordinary Shares to satisfy the exercise of 257 Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
25 August 2023
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ms Carolyn Hewson AO |
|---|---|
| Date of last notice | 24 February 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust |
| Date of change | (1) 21 August 2023 (2) 23 August 2023 |
| No. of securities held prior to change | Direct: Nil Indirect: 248 Ordinary Shares held by Zanlyn Pty Ltd as Trustee for Zanadu Investment Trust 1,407 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust 214 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | (1) Ordinary Shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
|---|---|
| Number acquired | (1) 214 Ordinary Shares (2) 386 Rights |
| Number disposed | (1) 214 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2022, in accordance with the Plan Ms Hewson paid consideration of $63,014.44 for the 214 Rights, representing a price of $294.46 per Right.) (2) Consideration paid for Rights acquired was $103,825.62 being 386 Rights at a Volume Weighted Average Price of $268.9783 |
| No. of securities held after change | Direct: Nil Indirect: 248 Ordinary Shares held by Zanlyn Pty Ltd as Trustee for Zanadu Investment Trust 1,621 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust 386 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition of 214 Ordinary Shares to satisfy the exercise of 214 Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
25 August 2023
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Professor Duncan Maskell |
|---|---|
| Date of last notice | 24 February 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect Interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell |
| Date of change | (1) 21 August 2023 (2) 23 August 2023 |
| No. of securities held prior to change | Direct: Nil Indirect: 717 Ordinary Shares Held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell 300 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | (1) Ordinary Shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one OrdinaryShare. |
|---|---|
| Number acquired | (1) 300 Ordinary Shares (2) 677 Rights |
| Number disposed | (1) 300 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2022, in accordance with the Plan Professor Maskell paid consideration of $88,338.00 for the 300 Rights, representing a price of $294.46 per Right.) (2) Consideration paid for Rights acquired was $182,098.31 being 677 Rights at a Volume Weighted Average Price of $268.9783 |
| No. of securities held after change | Direct: Nil Indirect: 1,017 Ordinary Shares Held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell 677 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition of 300 Ordinary Shares to satisfy the exercise of 300 Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary 25 August 2023
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ms Marie McDonald |
|---|---|
| Date of last notice | 24 February 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Cosmo Cap Pty Ltd |
| Date of change | (1) 21 August 2023 (2) 23 August 2023 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: Nil Indirect: 2,024 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Marie McDonald 129 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Cosmo Cap Pty Ltd 1,710 Ordinary Shares held by Netwealth Investments Limited as custodian for Pluto Super Pty Ltd 128 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Cosmo Cap Pty Ltd |
|---|---|
| Class | (1) Ordinary Shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | (1) 128 Ordinary Shares (2) 290 Rights |
| Number disposed | (1) 128 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2022, in accordance with the Plan Ms McDonald paid consideration of $37,690.88 for the 128 Rights, representing a price of $294.46 per Right.) (2) Consideration paid for Rights acquired was $79,003.71 being 290 Rights at a Volume Weighted Average Price of $268.9783 |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: Nil Indirect: 2,024 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Marie McDonald 257 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Cosmo Cap Pty Ltd 1,710 Ordinary Shares held by Netwealth Investments Limited as custodian for Pluto Super Pty Ltd 290 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Cosmo Cap Pty Ltd |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition of 128 Ordinary Shares to satisfy the exercise of 128 Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
25 August 2023
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr Megan Clark AC |
|---|---|
| Date of last notice | 21 August 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Megan Clark |
| Date of change | (1) 21 August 2023 (2) 23 August 2023 |
| No. of securities held prior to change | Direct: 3,473 Ordinary Shares Indirect: 1,196 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Megan Clark 85 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Megan Clark |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
| Class | (1) Ordinary Shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
|---|---|
| Number acquired | (1) 85 Ordinary Shares (2) 290 Rights |
| Number disposed | (1) 85 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2022, in accordance with the Plan Dr Clark paid consideration of $25,029.10 for the 85 Rights, representing a price of $294.46 per Right.) (2) Consideration paid for Rights acquired was $78,003.71 being 290 Rights at a Volume Weighted Average Price of $268.9783 |
| No. of securities held after change | Direct: 3,473 Ordinary Shares Indirect: 1,281 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Megan Clark 290 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Megan Clark |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition of 85 Ordinary Shares to satisfy the exercise of 85 Rights pursuant to the Plan whereby a Non- Executive Director has contributed a percentage of their Board fee to acquire equity. (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
25 August 2023
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3