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CSL Ltd. — Director's Dealing 2023
Sep 3, 2023
17854_rns_2023-09-03_2019eeca-d0b0-4210-a3bc-0811fc0f688e.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Professor Robert Andrew Cuthbertson AO |
|---|---|
| Date of last notice | 25 August 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Custodian, Trustee and/or NomineeSolium Nominees (Australia) Pty Ltd ascustodian for Robert Andrew Cuthbertson |
| Date of change | 1 September 2023 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: |
|---|---|
| Nil Ordinary Shares. | |
| Indirect: | |
| 69,955 Ordinary Shares held by Mutual Trust | |
| as custodian for Robert Andrew Cuthbertson. | |
| 436 Ordinary Shares held by Solium | |
| Nominees (Australia) Pty Ltd as custodian | |
| for the Cuthbertson & Botten Family Trust | |
| 1,161 Performance Share Units held by | |
| Solium Nominees (Australia) Pty Ltd as | |
| custodian for Robert Andrew Cuthbertson | |
| 290 Rights held under the Plan by Solium | |
| Nominees (Australia) Pty Ltd as custodian | |
| for the Cuthbertson & Botten Family Trust | |
| Class | Performance Share Units under the CSL |
| Limited Performance Rights Plan (the**Plan**). | |
| Subject to satisfaction of certain performance | |
| hurdles and the other rules of the Plan, each | |
| Performance Share Unit | |
| Number acquired | Nil |
| Number disposed | 1,161 Performance Share Units as a result of |
| the lapse of Performance Share Units | |
| Value/Consideration | There was nil consideration for the lapsing of |
| Note: If consideration is non-cash, provide details and estimated valuation | Performance Share Units. |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct:Nil Ordinary Shares.Indirect:69,955 Ordinary Shares held by Mutual Trustas custodian for Robert Andrew Cuthbertson.436 Ordinary Shares held by SoliumNominees (Australia) Pty Ltd as custodianfor the Cuthbertson & Botten Family Trust0 Performance Share Units held bySolium Nominees (Australia) Pty Ltd ascustodian for Robert Andrew Cuthbertson290 Rights held under the Plan by SoliumNominees (Australia) Pty Ltd as custodianfor the Cuthbertson & Botten Family Trust |
|---|---|
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | 1,161 Performance Share Units - Lapsing ofunvested Performance Share Units pursuantto the Plan as the performance hurdle was notmet. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | No |
|---|---|
| Nature of interest | |
| Name of registered holder(if issued securities) | |
| Date of change | |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | |
| Interest acquired |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed | No |
| above traded during a+closed period where prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the trade | |
| to proceed during this period? | |
| If prior written clearance was provided, on what date was this | |
| provided? |
Fiona Mead Company Secretary
4 September 2023
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011