Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CSL Ltd. Director's Dealing 2022

Feb 17, 2022

17854_rns_2022-02-17_99ae05ad-aed0-4e8f-a968-ba72f33c121d.pdf

Director's Dealing

Open in viewer

Opens in your device viewer

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Alison Watkins
Date of last notice 27 August 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
RJ & AM Watkins Superannuation Fund P/L
Date of change 14 February 2022
No. of securities held prior to change Direct: 0 Ordinary Shares
Indirect: 1,715 Ordinary Shares held by RJ &
AM Watkins Superannuation Fund P/L
Rights:243Held underthePlan
Class Ordinary Shares
Number acquired 118 Ordinary Shares
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Consideration paid for the Ordinary Shares
acquired was $29,921.26 being 118 Shares at
an issue price of $253.57.
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Direct: 0 Ordinary Shares
Indirect: 1,833 Ordinary Shares held by RJ &
AM Watkins Superannuation Fund P/L
Rights: 243 Held under the Plan
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Acquisition of 118 Ordinary Shares under the
CSL Limited Share Purchase Plan.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period?

If prior written clearance was provided, on what date was this provided?

Fiona Mead Company Secretary

18 February 2022

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Dr Brian McNamee AO
Date of last notice 27 August 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect Interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Custodian, Trustee and/or Nominee
Solium Nominees (Australia) Pty Ltd as
custodian for Alalia Pty Ltd
Date of change 14 February 2022
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change Indirect:
131,069 Ordinary Shares held by
Mutual Trust as custodian for Brian
McNamee
25,000 Ordinary Shares held by
HSBC Bank Australia Ltd as
custodian for Brian McNamee
3,760 Ordinary Shares held by
Mutual Trust as custodian for Brian
& Virginia McNamee Foundation
2,089 Ordinary Shares held by
Solium Nominees (Australia) Pty
Ltd as custodian for Alalia Pty Ltd
41 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as
custodian for Brian McNamee
Rights–569 Rights held under the Plan
Class Ordinary Shares
Number acquired 118 Ordinary Shares
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Consideration paid for the Ordinary Shares
acquired was $29,921.26 being 118 Shares at
an issue price of $253.57.
  • See chapter 19 for defined terms. Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Indirect:
131,069 Ordinary Shares held by
Mutual Trust as custodian for Brian
McNamee
25,000 Ordinary Shares held by
HSBC Bank Australia Ltd as
custodian for Brian McNamee
3,760 Ordinary Shares held by
Mutual Trust as custodian for Brian
& Virginia McNamee Foundation
2,207 Ordinary Shares held by
Solium Nominees (Australia) Pty
Ltd as custodian for Alalia Pty Ltd
41 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as
custodian for Brian McNamee
Rights – 569 Rights held under the Plan
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Acquisition of 118 Ordinary Shares under the
CSL Limited Share Purchase Plan.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

Fiona Mead Company Secretary

18 February 2022

  • See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Bruce Brook
Date of last notice 27 August 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
The Brook Family Superannuation Fund
Date of change 14 February 2022
No. of securities held prior to change Direct: 1,000 Ordinary Shares
Indirect: 2,000 Ordinary Shares held by The
Brook Superannuation Fund
Indirect: 2,684 Ordinary Shares held by
Solium Nominees Pty (Australia) Ltd
Rights: 240 Rights Held under the Plan
Class Ordinary Shares
Number acquired 118 Ordinary Shares
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Consideration paid for the Ordinary Shares
acquired was $29,921.26 being 118 Shares at
an issue price of $253.57.
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Direct: 1,000 Ordinary Shares
Indirect: 2,118 Ordinary Shares held by The
Brook Superannuation Fund
Indirect: 2,684 Ordinary Shares held by
Solium Nominees Pty (Australia) Ltd
Rights: 240 Rights Held under the Plan
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Acquisition of 118 Ordinary Shares under the
CSL Limited Share Purchase Plan.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

If prior written clearance was provided, on what date was this provided?

Fiona Mead Company Secretary

18 February 2022

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Carolyn Hewson
Date of last notice 27 August 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Zanlyn Pty Ltd as Trustee for Zanadu
Investment Trust
Date of change 14 February 2022
No. of securities held prior to change Direct: 0
Indirect:
174 Ordinary Shares held by Zanlyn Pty Ltd
as Trustee for Zanadu Investment Trust
792 Ordinary Shares held by Solium
Nominees Pty (Australia) Ltd
Rights: 401 Rights held under the Plan
Class Ordinary Shares
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired 74 Ordinary Shares
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Consideration paid for the Ordinary Shares
acquired was $18,764.18 being 74 Shares at
an issue price of $253.57.
No. of securities held after change Direct: 0
Indirect:
248 Ordinary Shares held by Zanlyn Pty Ltd
as Trustee for Zanadu Investment Trust
792 Ordinary Shares held by Solium
Nominees Pty (Australia) Ltd
Rights: 401 Rights held under the Plan
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Acquisition of 74 Ordinary Shares under the
CSL Limited Share Purchase Plan.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?

Fiona Mead Company Secretary

18 February 2022

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Megan Clark
Date of last notice 29 December 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Direct interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change 14 February 2022
No. of securities held prior to change Direct: 2,865 Ordinary Shares
Indirect: 950 Ordinary Shares held by Solium
Nominees Pty (Australia) Ltd
Rights: 160 Held under the Plan
Class Ordinary Shares
Number acquired 118 Ordinary Shares
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Consideration paid for the Ordinary Shares
acquired was $29,921.26 being 118 Shares at
an issue price of$253.57.
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change

No. of securities held after change Direct: 2,983 Ordinary Shares Indirect: 950 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd Rights: 160 Held under the Plan Nature of change Acquisition of 118 Ordinary Shares under the

Example: on-market trade, off-market trade, exercise of options, issue of CSL Limited Share Purchase Plan. securities under dividend reinvestment plan, participation in buy-back

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

Fiona Mead Company Secretary

18 February 2022

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Marie McDonald
Date of last notice 27 August 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Mutual Trust Pty Ltd as custodian for Pluto
Super Pty Ltd
Date of change 14 February 2022
No. of securities held prior to change Direct: 0 Ordinary Shares
Indirect: 1,784 Ordinary Shares held by
Solium Nominees Pty (Australia) Ltd
Indirect: 1,592 Ordinary Shares held by
Mutual Trust Pty Ltd
Rights: 240 Held under the Plan
Class Ordinary Shares
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired 118 Ordinary Shares
Number disposed Nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Consideration paid for the Ordinary Shares
acquired was $29,921.26 being 118 Shares at
an issue price of $253.57.
No. of securities held after change Direct: 0 Ordinary Shares
Indirect: 1,784 Ordinary Shares held by
Solium Nominees Pty (Australia) Ltd
Indirect: 1,710 Ordinary Shares held by
Mutual Trust Pty Ltd
Rights: 240 Held under the Plan
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
Acquisition of 118 Ordinary Shares under the
CSL Limited Share Purchase Plan.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?

Fiona Mead Company Secretary

18 February 2022

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3