Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CSL Ltd. Director's Dealing 2022

Feb 23, 2022

17854_rns_2022-02-23_933717fe-2caf-4849-a801-cbbaacce4335.pdf

Director's Dealing

Open in viewer

Opens in your device viewer

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Mr Bruce Brook
Date of last notice 18 February 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Custodian, Trustee and/or Nominee
Solium Nominees (Australia) Pty Ltd as
custodian
for
The
Brook
Family
Superannuation Fund
Mrs Gillian Brook
Date of change 1) 18 February 2022
2) 21 February 2022
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change Direct:
1,000 Ordinary Shares
Indirect:
2,118 Ordinary Shares held by The Brook
Family Superannuation Fund
2,121 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for Bruce Brook
563 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for The Brook Family Trust
240 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for The Brook Family Trust
Class Ordinary Shares
Rights under the CSL Limited Non-
Executive Rights Plan (the Plan) - Subject to
the rules of the Plan, each Right carries the
right to acquire one Ordinary Share.
Number acquired 1) 200 Ordinary Shares
2) 120 Ordinary Shares
Number disposed 2) 120 Rights
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
1) Consideration paid for the Ordinary
Shares acquired was $53,556.35 being
200 Ordinary Shares at a price of
$267.7818.
2) Nil consideration was paid for the
Ordinary Shares acquired on the exercise
of the Rights. (In August 2021, in
accordance with the Plan Mr Brook paid
consideration of $36,644.40 for the 120
Rights, representing a price of $305.37
per Right.)
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Direct:
1,000 Ordinary Shares
Indirect:
2,118 Ordinary Shares held by The Brook
Family Superannuation Fund
200 Ordinary Shares held by Mrs Gillian
Brook
2,121 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for Bruce Brook
683 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for The Brook Family Trust
120 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for The Brook Family Trust
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
1) On-market acquisition of 200
Ordinary Shares.
2) On-market acquisition of 120
Ordinary Shares to satisfy the
exercise of 120 Rights pursuant to
the Plan whereby a Non-Executive
Director has contributed a percentage
of their Board fee to acquire equity.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?

Fiona Mead Company Secretary

24 February 2022

  • See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Ms Carolyn Hewson AO
Date of last notice 18 February 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Custodian, Trustee and/or Nominee
Solium Nominees (Australia) Pty Ltd as
custodian
for
Zanlyn
ATF
Zanadu
Investment Trust
Date of change 21 February 2022
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change Direct:
Nil
Indirect:
248 Ordinary Shares held by Zanlyn Pty Ltd
as Trustee for Zanadu Investment Trust
792 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for Zanlyn ATF Zanadu Investment Trust
401 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Zanlyn ATF Zanadu Investment Trust
Class Ordinary Shares
Rights under the CSL Limited Non-
Executive Rights Plan (the Plan) - Subject to
the rules of the Plan, each Right carries the
right to acquire one Ordinary Share.
Number acquired 201 Ordinary Shares
Number disposed 201 Rights
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil consideration was paid for the Ordinary
Shares acquired on the exercise of the Rights.
(In August 2021, in accordance with the Plan
Ms Hewson paid consideration of $61,379.37
for the 201 Rights, representing a price of
$305.37 per Right.)
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Direct:
Nil
Indirect:
248 Ordinary Shares held by Zanlyn Pty Ltd
as Trustee for Zanadu Investment Trust
993 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for Zanlyn ATF Zanadu Investment Trust
200 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Zanlyn ATF Zanadu Investment Trust
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
On-market acquisition of 201 Ordinary
Shares to satisfy the exercise of 201 Rights
pursuant to the Plan whereby a Non-
Executive Director has contributed a
percentage of their Board fee to acquire
equity.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?

Fiona Mead Company Secretary

24 February 2022

  • See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Dr Megan Clark AC
Date of last notice 18 February 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Custodian, Trustee and/or Nominee
Solium Nominees (Australia) Pty Ltd as
custodian for Megan Clark
Date of change 21 February 2022
No. of securities held prior to change Direct:
2,983 Ordinary Shares
Indirect:
950 Ordinary Shares held by Solium
Nominees Pty (Australia) Ltd as custodian
for Megan Clark
160 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Megan Clark
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Class Ordinary Shares
Rights under the CSL Limited Non-
Executive Rights Plan (the Plan) - Subject to
the rules of the Plan, each Right carries the
right to acquire one Ordinary Share.
Number acquired 80 Ordinary Shares
Number disposed 80 Rights
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil consideration was paid for the Ordinary
Shares acquired on the exercise of the Rights.
(In August 2021, in accordance with the Plan
Dr Clark paid consideration of $24,429.60
for the 80 Rights, representing a price of
$305.37 per Right.)
No. of securities held after change Direct:
2,983 Ordinary Shares
Indirect:
1,030 Ordinary Shares held by Solium
Nominees Pty (Australia) Ltd as custodian
for Megan Clark
80 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Megan Clark
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
On-market acquisition of 80 Ordinary Shares
to satisfy the exercise of 80 Rights pursuant
to the Plan whereby a Non-Executive
Director has contributed a percentage of their
Board fee to acquire equity.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?

Fiona Mead Company Secretary

24 February 2022

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Ms Alison Watkins AM
Date of last notice 18 February 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Custodian, Trustee and/or Nominee
Solium Nominees (Australia) Pty Ltd as
custodian for Watkins Investments PL as
trustee for the RJ & AM Watkins Trust
Date of change 21 February 2022
No. of securities held prior to change Direct:
Nil
Indirect:
1,833 Ordinary Shares held by RJ & AM
Watkins Superannuation Fund P/L
243 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Watkins Investments PL as trustee for the
RJ & AM Watkins Trust
Class Ordinary Shares
Rights under the CSL Limited Non-
Executive Rights Plan (the Plan) - Subject to
the rules of the Plan, each Right carries the
right to acquire one OrdinaryShare.
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number acquired 122 Ordinary Shares
Number disposed 122 Rights
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil consideration was paid for the Ordinary
Shares acquired on the exercise of the Rights.
(In August 2021, in accordance with the Plan
Ms Watkins paid consideration of $37,255.14
for the 122 Rights, representing a price of
$305.37 per Right.)
No. of securities held after change Direct:
Nil
Indirect:
1,833 Ordinary Shares held by RJ & AM
Watkins Superannuation Fund P/L
122 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for Watkins Investments PL as trustee for the
RJ & AM Watkins Trust
121 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Watkins Investments PL as trustee for the
RJ & AM Watkins Trust
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
On-market acquisition of 122 Ordinary
Shares to satisfy the exercise of 122 Rights
pursuant to the Plan whereby a Non-
Executive Director has contributed a
percentage of their Board fee to acquire
equity.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?

Fiona Mead Company Secretary

24 February 2022

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Professor Robert Andrew Cuthbertson AO
Date of last notice 18 November 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Custodian, Trustee and/or Nominee
Solium Nominees (Australia) Pty Ltd as
custodian for the Cuthbertson & Botten
Family Trust
Date of change 21 February 2022
No. of securities held prior to change Direct:
Nil.
Indirect:
111,693 Ordinary Shares held by Mutual
Trust as custodian for Robert Andrew
Cuthbertson.
4,480 Performance Share Units held by
Solium Nominees (Australia) Pty Ltd as
custodian for Robert Andrew Cuthbertson
179 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for the Cuthbertson & Botten Family Trust
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Class Ordinary Shares
Rights under the CSL Limited Non-
Executive Rights Plan (the Plan) - Subject to
the rules of the Plan, each Right carries the
right to acquire one Ordinary Share.
Number acquired 59 Ordinary Shares
Number disposed 59 Rights
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil consideration was paid for the Ordinary
Shares acquired on the exercise of the Rights.
(In October 2021, in accordance with the
Plan
Professor
Cuthbertson
paid
consideration of $18,016.83 for the 59
Rights, representing a price of $305.37 per
Right.)
No. of securities held after change Direct:
Nil.
Indirect:
111,693 Ordinary Shares held by Mutual
Trust as custodian for Robert Andrew
Cuthbertson.
59
Ordinary
Shares
held
by
Solium
Nominees (Australia) Pty Ltd as custodian
for the Cuthbertson & Botten Family Trust
4,480 Performance Share Units held by
Solium Nominees (Australia) Pty Ltd as
custodian for Robert Andrew Cuthbertson
120 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for the Cuthbertson & Botten Family Trust
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
On-market acquisition of 59 Ordinary Shares
to satisfy the exercise of 59 Rights pursuant
to the Plan whereby a Non-Executive
Director has contributed a percentage of their
Board fee to acquire equity.
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract No
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?

Fiona Mead Company Secretary

24 February 2022

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Dr Brian McNamee AO
Date of last notice 18 February 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect Interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Custodian, Trustee and/or Nominee
Solium Nominees (Australia) Pty Ltd as
custodian for Alalia Pty Ltd
Date of change 21 February 2022
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change Indirect:
131,069 Ordinary Shares held by Mutual
Trust as custodian for Brian McNamee
25,000 Ordinary Shares held by HSBC Bank
Australia Ltd as custodian for Brian
McNamee
3,760 Ordinary Shares held by Mutual Trust
as custodian for Brian & Virginia McNamee
Foundation
2,207 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for Alalia Pty Ltd
41
Ordinary
Shares
held
by
Solium
Nominees (Australia) Pty Ltd as custodian
for Brian McNamee
569 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Alalia Pty Ltd
Class Ordinary Shares
Rights under the CSL Limited Non-
Executive Rights Plan (the Plan) - Subject to
the rules of the Plan, each Right carries the
right to acquire one Ordinary Share.
Number acquired 285 Ordinary Shares
Number disposed 285 Rights
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil consideration was paid for the Ordinary
Shares acquired on the exercise of the Rights.
(In August 2021, in accordance with the Plan
Dr
McNamee
paid
consideration
of
$87,030.45 for the 285 Rights, representing a
price of$305.37 per Right.)
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Indirect:
131,069 Ordinary Shares held by Mutual
Trust as custodian for Brian McNamee
25,000 Ordinary Shares held by HSBC Bank
Australia Ltd as custodian for Brian
McNamee
3,760 Ordinary Shares held by Mutual Trust
as custodian for Brian & Virginia McNamee
Foundation
2,492 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for Alalia Pty Ltd
41
Ordinary
Shares
held
by
Solium
Nominees (Australia) Pty Ltd as custodian
for Brian McNamee
284 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Alalia Pty Ltd
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
On-market acquisition of 285 Ordinary
Shares to satisfy the exercise of 285 Rights
pursuant to the Plan whereby a Non-
Executive Director has contributed a
percentage of their Board fee to acquire
equity.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?

Fiona Mead Company Secretary

24 February 2022

  • See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Professor Duncan Maskell
Date of last notice 27 August 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect Interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Custodian, Trustee and/or Nominee
Solium Nominees (Australia) Pty Ltd as
custodian for Duncan Maskell
Date of change 21 February 2022
No. of securities held prior to change Direct:
Nil
Indirect:
417 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Duncan Maskell
Class Ordinary Shares
Rights under the CSL Limited Non-
Executive Rights Plan (the Plan) - Subject to
the rules of the Plan, each Right carries the
right to acquire one Ordinary Share.
Number acquired 209 Ordinary Shares
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Number disposed 209 Rights
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil consideration was paid for the Ordinary
Shares acquired on the exercise of the Rights.
(In August 2021, in accordance with the Plan
Professor Maskell paid consideration of
$63,822.33 for the 209 Rights, representing a
price of $305.37 per Right.)
No. of securities held after change Direct:
Nil
Indirect:
209 Ordinary Shares Held under the Plan by
Solium Nominees (Australia) Pty Ltd as
custodian for Duncan Maskell
208 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Duncan Maskell
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
On-market acquisition of 209 Ordinary
Shares to satisfy the exercise of 209 Rights
pursuant to the Plan whereby a Non-
Executive Director has contributed a
percentage of their Board fee to acquire
equity.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

Fiona Mead Company Secretary

24 February 2022

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Ms Marie McDonald
Date of last notice 18 February 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Custodian, Trustee and/or Nominee
Solium Nominees (Australia) Pty Ltd as
custodian for Marie McDonald
Date of change 21 February 2022
No. of securities held prior to change Direct:
Nil
Indirect:
1,784 Ordinary Shares held by Solium
Nominees Pty (Australia) Ltd as custodian
for Marie McDonald
1,710 Ordinary Shares held by Mutual Trust
Pty Ltd as custodian for Pluto Super Pty Ltd
240 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Marie McDonald
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Class Ordinary Shares
Rights under the CSL Limited Non-
Executive Rights Plan (the Plan) - Subject to
the rules of the Plan, each Right carries the
right to acquire one Ordinary Share.
Number acquired 120 Ordinary Shares
Number disposed 120 Rights
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
Nil consideration was paid for the Ordinary
Shares acquired on the exercise of the Rights.
(In August 2021, in accordance with the Plan
Ms
McDonald
paid
consideration
of
$36,644.40 for the 120 Rights, representing a
price of $305.37 per Right.)
No. of securities held after change Direct:
Nil
Indirect:
1,904 Ordinary Shares held by Solium
Nominees Pty (Australia) Ltd as custodian
for Marie McDonald
1,710 Ordinary Shares held by Mutual Trust
Pty Ltd as custodian for Pluto Super Pty Ltd
120 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for Marie McDonald
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back
On-market acquisition of 120 Ordinary
Shares to satisfy the exercise of 120 Rights
pursuant to the Plan whereby a Non-
Executive Director has contributed a
percentage of their Board fee to acquire
equity.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract Nature of interest

  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed
above traded during a+closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
If prior written clearance was provided, on what date was this
provided?

Fiona Mead Company Secretary

24 February 2022

  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3