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CSL Ltd. — Director's Dealing 2022
Feb 23, 2022
17854_rns_2022-02-23_933717fe-2caf-4849-a801-cbbaacce4335.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Bruce Brook |
|---|---|
| Date of last notice | 18 February 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Superannuation Fund Mrs Gillian Brook |
| Date of change | 1) 18 February 2022 2) 21 February 2022 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: 1,000 Ordinary Shares Indirect: 2,118 Ordinary Shares held by The Brook Family Superannuation Fund 2,121 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Bruce Brook 563 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust 240 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust |
|---|---|
| Class | Ordinary Shares Rights under the CSL Limited Non- Executive Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | 1) 200 Ordinary Shares 2) 120 Ordinary Shares |
| Number disposed | 2) 120 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
1) Consideration paid for the Ordinary Shares acquired was $53,556.35 being 200 Ordinary Shares at a price of $267.7818. 2) Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2021, in accordance with the Plan Mr Brook paid consideration of $36,644.40 for the 120 Rights, representing a price of $305.37 per Right.) |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: 1,000 Ordinary Shares Indirect: 2,118 Ordinary Shares held by The Brook Family Superannuation Fund 200 Ordinary Shares held by Mrs Gillian Brook 2,121 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Bruce Brook 683 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust 120 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
1) On-market acquisition of 200 Ordinary Shares. 2) On-market acquisition of 120 Ordinary Shares to satisfy the exercise of 120 Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
24 February 2022
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ms Carolyn Hewson AO |
|---|---|
| Date of last notice | 18 February 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust |
| Date of change | 21 February 2022 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: Nil Indirect: 248 Ordinary Shares held by Zanlyn Pty Ltd as Trustee for Zanadu Investment Trust 792 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust 401 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust |
|---|---|
| Class | Ordinary Shares Rights under the CSL Limited Non- Executive Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | 201 Ordinary Shares |
| Number disposed | 201 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2021, in accordance with the Plan Ms Hewson paid consideration of $61,379.37 for the 201 Rights, representing a price of $305.37 per Right.) |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: Nil Indirect: 248 Ordinary Shares held by Zanlyn Pty Ltd as Trustee for Zanadu Investment Trust 993 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust 200 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market acquisition of 201 Ordinary Shares to satisfy the exercise of 201 Rights pursuant to the Plan whereby a Non- Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
24 February 2022
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr Megan Clark AC |
|---|---|
| Date of last notice | 18 February 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Megan Clark |
| Date of change | 21 February 2022 |
| No. of securities held prior to change | Direct: 2,983 Ordinary Shares Indirect: 950 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Megan Clark 160 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Megan Clark |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Ordinary Shares Rights under the CSL Limited Non- Executive Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
|---|---|
| Number acquired | 80 Ordinary Shares |
| Number disposed | 80 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2021, in accordance with the Plan Dr Clark paid consideration of $24,429.60 for the 80 Rights, representing a price of $305.37 per Right.) |
| No. of securities held after change | Direct: 2,983 Ordinary Shares Indirect: 1,030 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Megan Clark 80 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Megan Clark |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market acquisition of 80 Ordinary Shares to satisfy the exercise of 80 Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
24 February 2022
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ms Alison Watkins AM |
|---|---|
| Date of last notice | 18 February 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust |
| Date of change | 21 February 2022 |
| No. of securities held prior to change | Direct: Nil Indirect: 1,833 Ordinary Shares held by RJ & AM Watkins Superannuation Fund P/L 243 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust |
| Class | Ordinary Shares Rights under the CSL Limited Non- Executive Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one OrdinaryShare. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 122 Ordinary Shares |
|---|---|
| Number disposed | 122 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2021, in accordance with the Plan Ms Watkins paid consideration of $37,255.14 for the 122 Rights, representing a price of $305.37 per Right.) |
| No. of securities held after change | Direct: Nil Indirect: 1,833 Ordinary Shares held by RJ & AM Watkins Superannuation Fund P/L 122 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust 121 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market acquisition of 122 Ordinary Shares to satisfy the exercise of 122 Rights pursuant to the Plan whereby a Non- Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
24 February 2022
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Professor Robert Andrew Cuthbertson AO |
|---|---|
| Date of last notice | 18 November 2021 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust |
| Date of change | 21 February 2022 |
| No. of securities held prior to change | Direct: Nil. Indirect: 111,693 Ordinary Shares held by Mutual Trust as custodian for Robert Andrew Cuthbertson. 4,480 Performance Share Units held by Solium Nominees (Australia) Pty Ltd as custodian for Robert Andrew Cuthbertson 179 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Ordinary Shares Rights under the CSL Limited Non- Executive Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
|---|---|
| Number acquired | 59 Ordinary Shares |
| Number disposed | 59 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In October 2021, in accordance with the Plan Professor Cuthbertson paid consideration of $18,016.83 for the 59 Rights, representing a price of $305.37 per Right.) |
| No. of securities held after change | Direct: Nil. Indirect: 111,693 Ordinary Shares held by Mutual Trust as custodian for Robert Andrew Cuthbertson. 59 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust 4,480 Performance Share Units held by Solium Nominees (Australia) Pty Ltd as custodian for Robert Andrew Cuthbertson 120 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market acquisition of 59 Ordinary Shares to satisfy the exercise of 59 Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | No |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
24 February 2022
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr Brian McNamee AO |
|---|---|
| Date of last notice | 18 February 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect Interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd |
| Date of change | 21 February 2022 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Indirect: 131,069 Ordinary Shares held by Mutual Trust as custodian for Brian McNamee 25,000 Ordinary Shares held by HSBC Bank Australia Ltd as custodian for Brian McNamee 3,760 Ordinary Shares held by Mutual Trust as custodian for Brian & Virginia McNamee Foundation 2,207 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd 41 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Brian McNamee 569 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd |
|---|---|
| Class | Ordinary Shares Rights under the CSL Limited Non- Executive Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | 285 Ordinary Shares |
| Number disposed | 285 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2021, in accordance with the Plan Dr McNamee paid consideration of $87,030.45 for the 285 Rights, representing a price of$305.37 per Right.) |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Indirect: 131,069 Ordinary Shares held by Mutual Trust as custodian for Brian McNamee 25,000 Ordinary Shares held by HSBC Bank Australia Ltd as custodian for Brian McNamee 3,760 Ordinary Shares held by Mutual Trust as custodian for Brian & Virginia McNamee Foundation 2,492 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd 41 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Brian McNamee 284 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market acquisition of 285 Ordinary Shares to satisfy the exercise of 285 Rights pursuant to the Plan whereby a Non- Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
24 February 2022
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Professor Duncan Maskell |
|---|---|
| Date of last notice | 27 August 2021 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect Interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell |
| Date of change | 21 February 2022 |
| No. of securities held prior to change | Direct: Nil Indirect: 417 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell |
| Class | Ordinary Shares Rights under the CSL Limited Non- Executive Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | 209 Ordinary Shares |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | 209 Rights |
|---|---|
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2021, in accordance with the Plan Professor Maskell paid consideration of $63,822.33 for the 209 Rights, representing a price of $305.37 per Right.) |
| No. of securities held after change | Direct: Nil Indirect: 209 Ordinary Shares Held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell 208 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market acquisition of 209 Ordinary Shares to satisfy the exercise of 209 Rights pursuant to the Plan whereby a Non- Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?
Fiona Mead Company Secretary
24 February 2022
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ms Marie McDonald |
|---|---|
| Date of last notice | 18 February 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Marie McDonald |
| Date of change | 21 February 2022 |
| No. of securities held prior to change | Direct: Nil Indirect: 1,784 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Marie McDonald 1,710 Ordinary Shares held by Mutual Trust Pty Ltd as custodian for Pluto Super Pty Ltd 240 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Marie McDonald |
- See chapter 19 for defined terms.
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Appendix 3Y Change of Director’s Interest Notice
| Class | Ordinary Shares Rights under the CSL Limited Non- Executive Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
|---|---|
| Number acquired | 120 Ordinary Shares |
| Number disposed | 120 Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil consideration was paid for the Ordinary Shares acquired on the exercise of the Rights. (In August 2021, in accordance with the Plan Ms McDonald paid consideration of $36,644.40 for the 120 Rights, representing a price of $305.37 per Right.) |
| No. of securities held after change | Direct: Nil Indirect: 1,904 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Marie McDonald 1,710 Ordinary Shares held by Mutual Trust Pty Ltd as custodian for Pluto Super Pty Ltd 120 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Marie McDonald |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On-market acquisition of 120 Ordinary Shares to satisfy the exercise of 120 Rights pursuant to the Plan whereby a Non- Executive Director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest
- See chapter 19 for defined terms.
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01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
24 February 2022
- See chapter 19 for defined terms.
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