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CSL Ltd. — Director's Dealing 2022
Aug 30, 2022
17854_rns_2022-08-30_0004beff-8117-4ceb-b7f7-fc569cc581f9.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ms Alison Watkins AM |
|---|---|
| Date of last notice | 26 August 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust |
| Date of change | 25 August 2022 |
| No. of securities held prior to change | Direct: Nil Indirect: 1,833 Ordinary Shares held by RJ & AM Watkins Superannuation Fund P/L 243 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust 0 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
|---|---|
| Number acquired | 300 Rights |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Consideration paid for Rights was $88,338.00 being 300 Rights at a Volume Weighted Average Price of $294.46 |
| No. of securities held after change | Direct: Nil Indirect: 1,833 Ordinary Shares held by RJ & AM Watkins Superannuation Fund P/L 243 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust 300 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Watkins Investments PL as trustee for the RJ & AM Watkins Trust |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Grant of Rights pursuant to the Plan whereby a Non-Executive director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?
Fiona Mead Company Secretary
31 August 2022
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Professor Robert Andrew Cuthbertson AO |
|---|---|
| Date of last notice | 26 August 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust |
| Date of change | 25 August 2022 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: Nil. Indirect: 111,693 Ordinary Shares held by Mutual Trust as custodian for Robert Andrew Cuthbertson. 179 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust 4,480 Performance Share Units held by Solium Nominees (Australia) Pty Ltd as custodian for Robert Andrew Cuthbertson 0 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust |
|---|---|
| Class | Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | 257 Rights |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Consideration paid for Rights was $75,676.22 being 257 Rights at a Volume Weighted Average Price of $294.46 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: Nil. Indirect: 111,693 Ordinary Shares held by Mutual Trust as custodian for Robert Andrew Cuthbertson. 179 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust 4,480 Performance Share Units held by Solium Nominees (Australia) Pty Ltd as custodian for Robert Andrew Cuthbertson 257 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for the Cuthbertson & Botten Family Trust |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Grant of Rights pursuant to the Plan whereby a Non-Executive director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | No |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
31 August 2022
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr Brian McNamee AO |
|---|---|
| Date of last notice | 26 August 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect Interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd |
| Date of change | 25 August 2022 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Indirect: 131,069 Ordinary Shares held by Mutual Trust as custodian for Brian McNamee 25,000 Ordinary Shares held by HSBC Bank Australia Ltd as custodian for Brian McNamee 3,760 Ordinary Shares held by Mutual Trust as custodian for Brian & Virginia McNamee Foundation 2,776 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd 41 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Brian McNamee 0 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd |
|---|---|
| Class | Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | 608 Rights |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Consideration paid for Rights was $179,031.68 being 608 Rights at a Volume Weighted Average Price of $294.46 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Indirect: 131,069 Ordinary Shares held by Mutual Trust as custodian for Brian McNamee 25,000 Ordinary Shares held by HSBC Bank Australia Ltd as custodian for Brian McNamee 3,760 Ordinary Shares held by Mutual Trust as custodian for Brian & Virginia McNamee Foundation 2,776 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd 41 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Brian McNamee 608 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Alalia Pty Ltd |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Grant of Rights pursuant to the Plan whereby a Non-Executive director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
31 August 2022
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Bruce Brook |
|---|---|
| Date of last notice | 26 August 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Superannuation Fund |
| Date of change | 25 August 2022 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: 1,000 Ordinary Shares Indirect: 2,118 Ordinary Shares held by The Brook Family Superannuation Fund 200 Ordinary Shares held by Mrs Gillian Brook 2,121 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Bruce Brook 803 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust 0 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust |
|---|---|
| Class | Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | 514 Rights |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Consideration paid for Rights was $151,352.44 being 514 Rights at a Volume Weighted Average Price of $294.46 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held after change | Direct: 1,000 Ordinary Shares Indirect: 2,118 Ordinary Shares held by The Brook Family Superannuation Fund 200 Ordinary Shares held by Mrs Gillian Brook 2,121 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Bruce Brook 803 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust 514 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for The Brook Family Trust |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Grant of Rights pursuant to the Plan whereby a Non-Executive director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
31 August 2022
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ms Carolyn Hewson AO |
|---|---|
| Date of last notice | 26 August 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust |
| Date of change | 25 August 2022 |
| No. of securities held prior to change | Direct: Nil Indirect: 248 Ordinary Shares held by Zanlyn Pty Ltd as Trustee for Zanadu Investment Trust 1193 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust 0 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
|---|---|
| Number acquired | 428 Rights |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Consideration paid for Rights was $126,028.88 being 428 Rights at a Volume Weighted Average Price of $294.46 |
| No. of securities held after change | Direct: Nil Indirect: 248 Ordinary Shares held by Zanlyn Pty Ltd as Trustee for Zanadu Investment Trust 1193 Ordinary Shares held by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust 428 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Zanlyn ATF Zanadu Investment Trust |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Grant of Rights pursuant to the Plan whereby a Non-Executive director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities)
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
31 August 2022
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Professor Duncan Maskell |
|---|---|
| Date of last notice | 26 August 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect Interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell |
| Date of change | 25 August 2022 |
| No. of securities held prior to change | Direct: Nil Indirect: 417 Ordinary Shares Held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell 0 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
|---|---|
| Number acquired | 600 Rights |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Consideration paid for Rights was $176,676.00 being 600 Rights at a Volume Weighted Average Price of $294.46 |
| No. of securities held after change | Direct: Nil Indirect: 417 Ordinary Shares Held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell 600 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Duncan Maskell |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Grant of Rights pursuant to the Plan whereby a Non-Executive director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?
Fiona Mead Company Secretary
31 August 2022
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Ms Marie McDonald |
|---|---|
| Date of last notice | 26 August 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Cosmo Cap Pty Ltd |
| Date of change | 25 August 2022 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: Nil Indirect: 2,024 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Marie McDonald 1,710 Ordinary Shares held by Netwealth Investments Limited as custodian for Pluto Super Pty Ltd 0 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Marie McDonald Name corrected from previous disclosure. The total number of shares disclosed has not changed. |
|---|---|
| Class | Rights under the CSL Limited Non-Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
| Number acquired | 257 Rights |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Consideration paid for Rights was $75,676.22 being 257 Rights at a Volume Weighted Average Price of $294.46 |
| No. of securities held after change | Direct: Nil Indirect: 2,024 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Marie McDonald 1710 Ordinary Shares held by Netwealth Investments Limited as custodian for Pluto Super Pty Ltd 257 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Cosmo Cap Pty Ltd |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Grant of Rights pursuant to the Plan whereby a Non-Executive director has contributed a percentage of their Board fee to acquire equity. |
|---|---|
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
31 August 2022
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Dr Megan Clark AC |
|---|---|
| Date of last notice | 26 August 2022 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Custodian, Trustee and/or Nominee Solium Nominees (Australia) Pty Ltd as custodian for Megan Clark |
| Date of change | 25 August 2022 |
| No. of securities held prior to change | Direct: 2,983 Ordinary Shares Indirect: 1,110 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Megan Clark 0 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Megan Clark |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Rights under the CSL Limited Non- Executive Director Rights Plan (the Plan) - Subject to the rules of the Plan, each Right carries the right to acquire one Ordinary Share. |
|---|---|
| Number acquired | 171 Rights |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Consideration paid for Rights was $50,352.66 being 171 Rights at a Volume Weighted Average Price of $294.46 |
| No. of securities held after change | Direct: 2,983 Ordinary Shares Indirect: 1,110 Ordinary Shares held by Solium Nominees Pty (Australia) Ltd as custodian for Megan Clark 171 Rights held under the Plan by Solium Nominees (Australia) Pty Ltd as custodian for Megan Clark |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Grant of Rights pursuant to the Plan whereby a Non-Executive director has contributed a percentage of their Board fee to acquire equity. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
31 August 2022
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3