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CSL Ltd. Director's Dealing 2022

Sep 1, 2022

17854_rns_2022-09-01_86c5d1bf-b01f-411b-9dce-59dbeed69452.pdf

Director's Dealing

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Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity CSL Limited ABN 99 051 588 348

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director Professor Robert Andrew Cuthbertson AO
Date of last notice 31 August 2022

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest Indirect interest
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Solium Nominees (Australia) Pty Ltd as
custodian for the CSL Limited Performance
Rights Plan (the Plan)
Mutual Trust as custodian for Robert Andrew
Cuthbertson
Date of change 1 September 2022
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

No. of securities held prior to change Direct:
Nil.
Indirect:
111,693 Ordinary Shares held by Mutual
Trust as custodian for Robert Andrew
Cuthbertson.
179 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for the Cuthbertson & Botten Family Trust
4,480 Performance Share Units held by
Solium Nominees (Australia) Pty Ltd as
custodian for Robert Andrew Cuthbertson
257 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for the Cuthbertson & Botten Family Trust
Class
Ordinary Shares

Performance Share Units under the CSL
Limited Performance Rights Plan (the
Plan). Subject to satisfaction of certain
performance hurdles and the other rules
of the Plan, each Performance Share Unit
Number acquired 1,084 Ordinary Shares
Number disposed
1,084 Performance Share Units as a
result of the exercise of Performance
Share Units

2,235 Performance Share Units as a
result of the lapse of Performance Share
Units

22,822 Ordinary Shares
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
There was nil consideration for the exercise
and lapsing of Performance Share Units.
15,975 Ordinary Shares at an average price
of $293.065038 per share and the remaining
6,847 Ordinary Shares at an average price of
$293.487593.
  • See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. of securities held after change Direct:
Nil.
Indirect:
88,871 Ordinary Shares held by Mutual Trust
as custodian for Robert Andrew Cuthbertson.
179 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for the Cuthbertson & Botten Family Trust
1,084 Ordinary Shares held by Solium
Nominees (Australia) Pty Ltd as custodian
for Robert Andrew Cuthbertson
1,161 Performance Share Units held by
Solium Nominees (Australia) Pty Ltd as
custodian for Robert Andrew Cuthbertson
257 Rights held under the Plan by Solium
Nominees (Australia) Pty Ltd as custodian
for the Cuthbertson & Botten Family Trust
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of
securities under dividend reinvestment plan, participation in buy-back

1,084
Performance
Share
Units
-
Exercise of Performance Share Units
pursuant to the Plan.

2,235 Performance Share Units - Lapsing
of unvested Performance Share Units
pursuant to the Plan as the performance
hurdle was not met.

22,822 Ordinary Shares - On Market
Trade

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract No
Nature of interest
Name of registered holder
(if issued securities)
Date of change
  • See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change

Part 3 –[+] Closed period

Were the interests in the securities or contracts detailed No above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?

Fiona Mead Company Secretary

2 September 2022

  • See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011