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CSL Ltd. — Director's Dealing 2021
Sep 2, 2021
17854_rns_2021-09-02_0e36f316-704c-4b71-bb39-956765226470.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Robert Andrew Cuthbertson |
|---|---|
| Date of last notice | 23 September 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Solium Nominees (Australia) Pty Ltd ascustodian for the CSL Limited PerformanceRights Plan (the Plan) |
| Date of change | 21 September 2020 |
| No. of securities held prior to change | Direct:NilIndirect:106,579 Ordinary Shares held by MutualTrust Pty Ltd as custodian for RobertAndrew Cuthbertson13,010 Performance Share Units held bySolium Nominees (Australia) Pty Ltd ascustodian for the CSL Limited PerformanceRights Plan (the Plan). |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Class | Class | •Ordinary Shares•Performance Share Units under the CSLLimited Performance Rights Plan (thePlan). Subject to satisfaction of certainperformance hurdles and the other rulesof the Plan, each Performance Share Unitcarries the right to subscribe for oracquire one ordinary share in CSLLimited. | •Ordinary Shares•Performance Share Units under the CSLLimited Performance Rights Plan (thePlan). Subject to satisfaction of certainperformance hurdles and the other rulesof the Plan, each Performance Share Unitcarries the right to subscribe for oracquire one ordinary share in CSLLimited. | •Ordinary Shares•Performance Share Units under the CSLLimited Performance Rights Plan (thePlan). Subject to satisfaction of certainperformance hurdles and the other rulesof the Plan, each Performance Share Unitcarries the right to subscribe for oracquire one ordinary share in CSLLimited. |
|---|---|---|---|---|---|
| Number acquired | •5,114 Ordinary Shares | ||||
| Number disposed | •5,114 Performance Share Units as aresult of the exercise of PerformanceShare Units•1,375 Performance Share Units as aresult of the lapse of Performance ShareUnits | ||||
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimated valuation | There was nil consideration for the exerciseand lapsing of Performance Share Units. | ||||
| No. of securities held after change | Direct:NilIndirect:106,579 Ordinary Shares held by MutualTrust Pty Ltd as custodian for RobertAndrew Cuthbertson6,521 Performance Share Units held bySolium Nominees (Australia) Pty Ltd ascustodian for the CSL Limited PerformanceRights Plan (the Plan). | ||||
| 5,114 Ordinary Shares held bySolium Nominees (Australia) Pty Ltd ascustodian for the CSL Limited PerformanceRights Plan (the Plan). | |||||
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | ature of changexample: on-market trade, off-market trade, exercise of options, issue of | •5,114PerformanceShareUnits-Exercise of Performance Share Units | |||
| ecurities under dividend reinvestment plan, participation in buy-back | pursuant to the Plan | ||||
| .•1375 Performance Sh | are Units - Lapsing | ||||
| ,of unvested Perform | ance Share Units | ||||
| pursuant to the Plan as the performancehurdle was not met. |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contractNature of interestName of registered holder(if issued securities)Date of changeNo. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changedInterest acquiredInterest disposedValue/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuationInterest after change | No |
|---|
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
| If so, was prior written clearance provided to allow the tradeto proceed during this period? | |
| If prior written clearance was provided, on what date was thisprovided? |
Fiona Mead Company Secretary
3 September 2021
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3