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CSL Ltd. — Director's Dealing 2021
Oct 14, 2021
17854_rns_2021-10-14_45dd08d2-70e1-4238-b0e1-0c607b05a29d.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Paul Perreault |
|---|---|
| Date of last notice | 6 October 2021 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Solium Nominees (Australia) Pty Ltd as custodianfor the CSL Limited Performance Rights Plan (thePlan)Fidelity Investments Inc. |
| Date of change | 13 October 2021 |
| No. of securities held prior to change | Direct:Nil.Indirect:56,079 Performance Share Units held bySolium Nominees (Australia) Pty Ltd as custodianfor the CSL Limited Performance Rights Plan (thePlan).182,021OrdinarySharesheldbyFidelityInvestments Inc. as custodian for Paul and BeverlyPerreault.160 American Depository Receipts held by FidelityInvestments Inc. as custodian for Paul and BeverlyPerreault. |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Class | Class | Performance Share Units under the CSL LimitedPerformance Rights Plan (the**Plan**). Subject tosatisfaction of certain performance hurdles and theother rules of the Plan, each Performance ShareUnit carries the right to subscribe for or acquire oneordinary share in CSL Limited. | Performance Share Units under the CSL LimitedPerformance Rights Plan (the**Plan**). Subject tosatisfaction of certain performance hurdles and theother rules of the Plan, each Performance ShareUnit carries the right to subscribe for or acquire oneordinary share in CSL Limited. |
|---|---|---|---|
| Number acquired | 31,640 Performance Share Units | ||
| Number disposed | Nil | ||
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimated valuation | Nil | ||
| No. of securities held after change | Direct: | ||
| for the CSL Limited Performance Rights Plan | |||
| Plan). | |||
| 182021OrdinarSharesheldbFid | |||
| ,y y Investments Inc. as custodian for Paul and BevPerreault.160 American Depository Receipts held by FidInvestments Inc as custodian for Paul and Be | |||
| .Perreault. | |||
| Nt f h | Gt f Pf Sh Uit t t | ||
| aure o cangeExample: on-market trade, off-market trade, exercise of o | ptions, issue of | ran o erormance are ns pursuan oPlan as a long term incentive for Mr Perreau | |
| securities under dividend reinvestment plan, participation i | n buy-back | approved by shareholders at the 2021 An | |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | No |
|---|---|
| Nature of interest | |
| Name of registered holder(if issued securities) | |
| Date of change | |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
| Part 3 –+Closed period | |
|---|---|
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
| If so, was prior written clearance provided to allow the tradeto proceed during this period? | |
| If prior written clearance was provided, on what date was thisprovided? |
Fiona Mead Company Secretary
15 October 2021
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3