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CSL Ltd. — Director's Dealing 2021
Nov 17, 2021
17854_rns_2021-11-17_cfec8232-18c7-4df3-808d-635d59e91ce9.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity CSL Limited ABN 99 051 588 348
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Robert Andrew Cuthbertson |
|---|---|
| Date of last notice | 5 October 2021 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect interest |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Solium Nominees (Australia) Pty Ltd ascustodian for the CSL Limited PerformanceRights Plan and custodian for the CSLLimited Non-Executive Director Rights PlanMutual Trust Pty Ltd as custodian for RobertAndrew Cuthbertson |
| Date of change | 17 November 2021 |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Direct: |
|---|---|
| Nil. | |
| Indirect: | |
| 106,579 Ordinary Shares held by Mutual | |
| Trust Pty Ltd as custodian for Robert | |
| Andrew Cuthbertson. | |
| 4,480 Performance Share Units held by | |
| Solium Nominees (Australia) Pty Ltd as | |
| custodian for the CSL Limited Performance | |
| Rights Plan. | |
| 179 Rights Units held by | |
| Solium Nominees (Australia) Pty Ltd as | |
| custodian for the CSL Limited Non- | |
| Executive Director Rights Plan. | |
| 5,114 Ordinary Shares held by | |
| Solium Nominees (Australia) Pty Ltd as | |
| custodian for the CSL Limited Performance | |
| Rights Plan. | |
| Class | Ordinary Fully Paid Shares |
| Number acquired | Nil |
| Number disposed | Nil |
| Value/Consideration | Nil |
| Note: If consideration is non-cash, provide details and estimated valuation | |
| No. of securities held after change | Direct: |
| Nil. | |
| Indirect: | |
| 111,693 Ordinary Shares held by Mutual | |
| Trust Pty Ltd as custodian for Robert | |
| Andrew Cuthbertson. | |
| 4,480 Performance Share Units held by | |
| Solium Nominees (Australia) Pty Ltd as | |
| custodian for the CSL Limited Performance | |
| Rights Plan. | |
| 179 Rights Units held by | |
| Solium Nominees (Australia) Pty Ltd as | |
| custodian for the CSL Limited Non- | |
| Executive Director Rights Plan. | |
| Nature of change | Change in indirect holding due to change in |
| Example: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | custodian arrangement |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | No |
|---|---|
| Nature of interest | |
| Name of registered holder(if issued securities) | |
| Date of change | |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/ConsiderationNote: If consideration is non-cash, provide details and anestimated valuation | |
| Interest after change |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | No |
|---|---|
| If so, was prior written clearance provided to allow the tradeto proceed during this period? | |
| If prior written clearance was provided, on what date was thisprovided? |
Fiona Mead Company Secretary
18 November 2021
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3