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CSL Ltd. — Director's Dealing 2018
Aug 26, 2018
17854_rns_2018-08-26_1e0fee80-7d44-4f10-bb87-1f0e796a4058.pdf
Director's Dealing
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Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | CSL Limited |
|---|---|
| ABN | 99 051 588 348 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | John Shine |
|---|---|
| Date of last notice | 15 February 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
|
| Date of change | $(1)$ 21 August 2018 (2) 23 August 2018 |
| No. of securities held prior to change | 9,644 Ordinary Shares |
| Class | (1) Ordinary shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (which commenced operation from 1 July 2018) (the Plan ). Subject to the rules of the Plan, each Right carries the right to subscribe for or acquire one ordinary share in CSL Limited. |
| Number acquired | (1) 79 Ordinary Shares 723 Rights 2) |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Consideration paid for shares acquired was \$17,044.25 or \$215.75 per share. (2) Consideration paid for Rights acquired was \$156,370.44 being 723 Rights at a Volume Weighted Average Price of \$216.28 |
|---|---|
| No. of securities held after change | 9,723 Ordinary Shares 723 Rights |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition under the CSL Non-Executive Director Share Plan. (which ceased operation on 30 June $2018$ ). (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
+ See chapter 19 for defined terms.
$\bar{\beta}$
| Were the interests in the securities or contracts detailed No above traded during a $\pm$ closed period where prior written clearance was required? |
|
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
27 August 2018
$\ddot{\phantom{a}}$
+ See chapter 19 for defined terms.
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | CSL Limited |
|---|---|
| ABN | 99 051 588 348 . |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Megan Clark |
|---|---|
| Date of last notice | 7 May 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Date of change |
$(1)$ 21 August 2018 |
| (2) 23 August 2018 | |
| No. of securities held prior to change | 2,314 Ordinary Shares |
| Class | (1) Ordinary shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (which commenced operation from 1 July 2018) (the Plan ). Subject to the rules of the Plan, each Right carries the right to subscribe for or acquire one ordinary share in CSL Limited. |
| Number acquired | (1) 24 Ordinary Shares $(2)$ 210 Rights |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Consideration paid for shares acquired was \$5,178.00 or \$215.75 per share. (2) Consideration paid for Rights acquired was \$45,418.80 being 210 Rights at a Volume Weighted Average Price of \$216.28 |
|---|---|
| No. of securities held after change | 2,338 Ordinary Shares 210 Rights |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition under the CSL Non-Executive Director Share Plan. (which ceased operation on 30 June 2018). (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | |
|---|---|
| Nature of interest | |
| Name of registered holder | |
| (if issued securities) | |
| Date of change | |
| No. and class of securities to which | |
| interest related prior to change | |
| Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration | |
| Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change | |
| Were the interests in the securities or contracts detailed $\vert$ No | |
|---|---|
| above traded during a + closed period where prior written $ $ | |
| clearance was required? |
+ See chapter 19 for defined terms.
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
|---|---|
| If prior written clearance was provided, on what date was this provided? |
27 August 2018
+ See chapter 19 for defined terms.
$\label{eq:2.1} \frac{1}{\sqrt{2}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2.$
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | CSL Limited . |
|---|---|
| ABN | 99 051 588 348 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Tadataka Yamada |
|---|---|
| Date of last notice | 16 February 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
|
| Date of change | $(1)$ 21 August 2018 (2) 23 August 2018 |
| No. of securities held prior to change | 257 Ordinary Shares |
| Class | (1) Ordinary shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (which commenced operation from 1 July 2018) (the Plan ). Subject to the rules of the Plan, each Right carries the right to subscribe for or acquire one ordinary share in CSL Limited. |
| Number acquired | (1) 26 Ordinary Shares $(2)$ 1,051 Rights |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/Consideration | (1) Consideration paid for shares acquired |
|---|---|
| Note: If consideration is non-cash, provide details and estimated valuation | was \$5,609.50 or \$215.75 per share. |
| (2) Consideration paid for Rights acquired | |
| was \$227,310.28 being 1,051 Rights at a | |
| Volume Weighted Average Price of | |
| \$216.28 | |
| No. of securities held after change | 283 Ordinary Shares |
| 1,051 Rights | |
| Nature of change | (1) On-market acquisition under the CSL |
| Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Non-Executive Director Share Plan. |
| (which ceased operation on 30 June | |
| 2018). | |
| (2) Grant of Rights pursuant to the Plan | |
| whereby a Non-Executive Director has | |
| contributed a percentage of their Board | |
| fee to acquire equity. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
| Were the interests in the securities or contracts detailed No | |
|---|---|
| above traded during a $+$ closed period where prior written | |
| $\vert$ clearance was required? |
+ See chapter 19 for defined terms.
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
|---|---|
| If prior written clearance was provided, on what date was this provided? |
27 August 2018
+ See chapter 19 for defined terms.
$\label{eq:2.1} \frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\$ $\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | CSL Limited |
|---|---|
| ABN | 99 051 588 348 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | David Anstice |
|---|---|
| Date of last notice | 15 February 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
|
| Date of change | (1) 21 August 2018 (2) 23 August 2018 |
| No. of securities held prior to change | 4,530 Ordinary Shares (direct) 9,000 Ordinary Shares (indirect) |
| Class | (1) Ordinary shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (which commenced operation from 1 July 2018) (the Plan ). Subject to the rules of the Plan, each Right carries the right to subscribe for or acquire one ordinary share in CSL Limited. |
| Number acquired | (1) 30 Ordinary Shares $(2)$ 1,051 Rights |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Consideration paid for shares acquired was \$6,472.50 or \$215.75 per share. (2) Consideration paid for Rights acquired was \$227,310.28 being 1,051 Rights at a Volume Weighted Average Price of \$216.28 |
|---|---|
| No. of securities held after change | 4,560 Ordinary Shares (direct) 9,000 Ordinary Shares (indirect) 1,051 Rights |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition under the CSL Non-Executive Director Share Plan. (which ceased operation on 30 June 2018). (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | |
|---|---|
| Nature of interest | |
| Name of registered holder | |
| (if issued securities) | |
| Date of change | |
| No, and class of securities to which | |
| interest related prior to change | |
| Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration | |
| Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change | |
+ See chapter 19 for defined terms.
| Were the interests in the securities or contracts detailed No | |
|---|---|
| above traded during a $+ closed$ period where prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
27 August 2018
l,
+ See chapter 19 for defined terms.
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | CSL Limited |
|---|---|
| ABN | 99 051 588 348 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Marie McDonald |
|---|---|
| Date of last notice | 15 February 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct Interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
|
| Date of change | $(1)$ 21 August 2018 (2) 23 August 2018 |
| No. of securities held prior to change | 954 Ordinary Shares (Direct) 1,592 Ordinary Shares (Indirect) |
| Class | (1) Ordinary shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (which commenced operation from 1 July 2018) (the Plan ). Subject to the rules of the Plan, each Right carries the right to subscribe for or acquire one ordinary share in CSL Limited. |
| Number acquired | 24 Ordinary Shares 262 Rights |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Consideration paid for shares acquired was \$5,178.00 or \$215.75 per share. (2) Consideration paid for Rights acquired was \$56,665.36 being 262 Rights at a Volume Weighted Average Price of \$216.28 |
|---|---|
| No. of securities held after change | 978 Ordinary Shares (Direct) 1,592 Ordinary Shares (Indirect) 262 Rights |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition under the CSL Non-Executive Director Share Plan. (which ceased operation on 30 June 2018). (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | |
|---|---|
| Nature of interest | |
| Name of registered holder | |
| (if issued securities) | |
| Date of change | |
| No. and class of securities to which | |
| interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration | |
| Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change | |
+ See chapter 19 for defined terms.
J.
| Were the interests in the securities or contracts detailed No | |
|---|---|
| above traded during a + closed period where prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
Fiona Mead Company Secretary
27 August 2018
+ See chapter 19 for defined terms.
$\label{eq:2.1} \frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac{1}{\sqrt{2}}\sum_{i=1}^n\frac$ $\label{eq:2.1} \frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\$
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | CSL Limited |
|---|---|
| ABN | . 99 051 588 348 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Christine O'Reilly |
|---|---|
| Date of last notice | 15 February 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
|
| Date of change | $(1)$ 21 August 2018 (2) 23 August 2018 |
| No. of securities held prior to change | 2,661 Ordinary Shares (Direct) 541 Ordinary Shares (Indirect) |
| Class | (1) Ordinary shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (which commenced operation from 1 July 2018) (the Plan ). Subject to the rules of the Plan, each Right carries the right to subscribe for or acquire one ordinary share in CSL Limited. |
| Number acquired | (1) 24 Ordinary Shares (2) 315 Rights |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Consideration paid for shares acquired was \$5,178.00 or \$215.75 per share. (2) Consideration paid for Rights acquired was \$68,128.20 being 315 Rights at a Volume Weighted Average Price of \$216.28 |
|---|---|
| No. of securities held after change | 2,685 Ordinary Shares (Direct) 541 Ordinary Shares (Indirect) 315 Rights |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition under the CSL Non-Executive Director Share Plan. (which ceased operation on 30 June 2018). (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | |
|---|---|
| Nature of interest | |
| Name of registered holder | |
| (if issued securities) | |
| Date of change | |
| No, and class of securities to which | |
| interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
+ See chapter 19 for defined terms.
| Were the interests in the securities or contracts detailed $\vert$ No. above traded during a + closed period where prior written clearance was required? |
|
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
27 August 2018
+ See chapter 19 for defined terms.
$\label{eq:2.1} \frac{1}{\sqrt{2}}\int_{0}^{\infty}\frac{1}{\sqrt{2\pi}}\left(\frac{1}{\sqrt{2\pi}}\right)^{2\alpha} \frac{1}{\sqrt{2\pi}}\int_{0}^{\infty}\frac{1}{\sqrt{2\pi}}\left(\frac{1}{\sqrt{2\pi}}\right)^{\alpha} \frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\int_{0}^{\infty}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}\frac{1}{\sqrt{2\pi}}$ $\label{eq:2.1} \frac{1}{\sqrt{2}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2}}\right)\frac{1}{\sqrt{2}}\right)\frac{1}{\sqrt{2}}\,d\mu\,d\mu\,d\mu\,d\mu\,d\mu\,d\mu\,d\mu\,d\$
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity CSL Limited | |
|---|---|
| ABN | 99 051 588 348 ----------- |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Brian McNamee |
|---|---|
| Date of last notice | 16 February 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
|
| Date of change | $(1)$ 21 August 2018 (2) 23 August 2018 |
| No. of securities held prior to change | 168,520 Ordinary Shares (Direct) 9,084 Ordinary Shares (Indirect) |
| Class | (1) Ordinary shares Rights under the CSL Limited Non- Executive Director Rights Plan (which commenced operation from 1 July 2018) (the Plan ). Subject to the rules of the Plan, each Right carries the right to subscribe for or acquire one ordinary share in CSL Limited. |
| Number acquired | (1) 24 Ordinary Shares $(2)$ 841 Rights |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/Consideration | (1) Consideration for shares acquired |
|---|---|
| Note: If consideration is non-cash, provide details and estimated valuation | was \$5,178.00 or \$215.75 per share. |
| (2) Consideration paid for Rights | |
| acquired was \$181,891.48 being 841 | |
| Rights at a Volume Weighted | |
| Average Price of \$216.28 | |
| No. of securities held after change | 168,544 Ordinary Shares (Direct) |
| 9,084 Ordinary Shares (Indirect) | |
| 841 Rights | |
| Nature of change | (1) On-market acquisition under the CSL |
| Example: on-market trade, off-market trade, exercise of options, issue of | Non-Executive Director Share Plan. |
| securities under dividend reinvestment plan, participation in buy-back | (which ceased operation on 30 June |
| 2018). | |
| (2) Grant of Rights pursuant to the Plan | |
| whereby a Non-Executive Director has | |
| contributed a percentage of their Board | |
| fee to acquire equity. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed
in this part.
| Detail of contract | |
|---|---|
| Nature of interest | |
| Name of registered holder | |
| (if issued securities) | |
| Date of change | |
| No. and class of securities to which | |
| interest related prior to change Note: Details are only required for a contract in relation |
|
| to which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/Consideration | |
| Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
+ See chapter 19 for defined terms.
| Were the interests in the securities or contracts detailed No. | |
|---|---|
| above traded during a + closed period where prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the trade | |
| to proceed during this period? | |
| If prior written clearance was provided, on what date was this | |
| provided? |
27 August 2018
$+$ See chapter 19 for defined terms.
$\label{eq:2.1} \frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\$
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | CSL Limited |
|---|---|
| ABN | 99 051 588 348 --------------------------------------- |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Bruce Brook |
|---|---|
| Date of last notice | 15 February 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
|
| Date of change | $(1)$ 21 August 2018 (2) 23 August 2018 |
| No. of securities held prior to change | 2,782 Ordinary Shares (Direct)* 2,000 Ordinary Shares (Indirect) |
| Class | (1) Ordinary shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (which commenced operation from 1 July 2018) (the Plan ). Subject to the rules of the Plan, each Right carries the right to subscribe for or acquire one ordinary share in CSL Limited. |
| Number acquired | (1) 24 Ordinary Shares $(2)$ 315 Rights |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Consideration paid for shares acquired was \$5,178.00 or \$215.75 per share. (2) Consideration paid for Rights acquired was \$68,128.20 being 315 Rights at a Volume Weighted Average Price of \$216.28 |
|---|---|
| No. of securities held after change | 2,806 Ordinary Shares (Direct) 2,000 Ordinary Shares (Indirect) 315 Rights |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition under the CSL Non-Executive Director Share Plan. (which ceased operation on 30 June 2018). (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which | |
| interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
+ See chapter 19 for defined terms.
| Were the interests in the securities or contracts detailed No above traded during a + closed period where prior written clearance was required? |
|
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
|
| If prior written clearance was provided, on what date was this provided? |
27 August 2018
*This figure has been corrected to exclude 50 shares that had previously been incorrectly included
+ See chapter 19 for defined terms.
$\mathcal{L}(\mathcal{L})$ and $\mathcal{L}(\mathcal{L})$
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | CSL Limited |
|---|---|
| ABN | 99 051 588 348 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Shah Abbas Hussain |
|---|---|
| Date of last notice | 15 February 2018 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
|
| Date of change | (1) 21 August 2018 |
| (2) 23 August 2018 | |
| No. of securities held prior to change | 17 Ordinary Shares |
| Class | (1) Ordinary shares (2) Rights under the CSL Limited Non- Executive Director Rights Plan (which commenced operation from 1 July 2018) (the Plan ). Subject to the rules of the Plan, each Right carries the right to subscribe for or acquire one ordinary share in CSL Limited. |
| Number acquired | (1) 24 Ordinary Shares 210 Rights $\mathbf{2}$ |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
(1) Consideration paid for shares acquired was \$5,178.00 or \$215.75 per share. (2) Consideration paid for Rights acquired was \$45,418.80 being 210 Rights at a Volume Weighted Average Price of \$216.28 |
|---|---|
| No. of securities held after change | 41 Ordinary Shares 210 Rights |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
(1) On-market acquisition under the CSL Non-Executive Director Share Plan. (which ceased operation on 30 June 2018). (2) Grant of Rights pursuant to the Plan whereby a Non-Executive Director has contributed a percentage of their Board fee to acquire equity. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No, and class of securities to which interest related prior to change |
|
| Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
|
| Interest after change |
+ See chapter 19 for defined terms.
| Were the interests in the securities or contracts detailed No | |
|---|---|
| above traded during a + closed period where prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the trade | |
| to proceed during this period? | |
| If prior written clearance was provided, on what date was this | |
| provided? |
27 August 2018
+ See chapter 19 for defined terms.
$\mathcal{L}^{\text{max}}{\text{max}}$ , $\mathcal{L}^{\text{max}}{\text{max}}$