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CS Disco, Inc. — Director's Dealing 2021
Jul 28, 2021
33050_dirs_2021-07-27_b20b723c-88cd-4f60-bb1a-3c606ded123c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CS Disco, Inc. (LAW)
CIK: 0001625641
Period of Report: 2021-07-23
Reporting Person: Baber Tyson (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-23 | Common Stock | C | 1548495 | — | Acquired | 2070867 | Indirect |
| 2021-07-23 | Common Stock | C | 2820133 | — | Acquired | 3771482 | Indirect |
| 2021-07-23 | Common Stock | C | 33834 | — | Acquired | 54805 | Indirect |
| 2021-07-23 | Common Stock | C | 28332 | — | Acquired | 28332 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-23 | Series E Preferred Stock | $ | C | 842761 | Disposed | Common Stock (842761) | Indirect | |
| 2021-07-23 | Series E Preferred Stock | $ | C | 1534844 | Disposed | Common Stock (1534844) | Indirect | |
| 2021-07-23 | Series E Preferred Stock | $ | C | 33834 | Disposed | Common Stock (33834) | Indirect | |
| 2021-07-23 | Series F Preferred Stock | $ | C | 705734 | Disposed | Common Stock (705734) | Indirect | |
| 2021-07-23 | Series F Preferred Stock | $ | C | 1285289 | Disposed | Common Stock (1285289) | Indirect | |
| 2021-07-23 | Series F Preferred Stock | $ | C | 28332 | Disposed | Common Stock (28332) | Indirect |
Footnotes
F1: The Series E Preferred Stock and the Series F Preferred Stock was convertible at any time at the holder's election and had no expiration date.
Each share of Series E Preferred Stock and Series F Preferred Stock automatically converted into shares of the Issuer's Common stock
on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering for no additional consideration.
F2: The reportable securities are owned directly by Georgian Partners Growth Fund IV, LP ("Georgian IV"). Georgian Partners IV GP, LP ("Georgian IV Direct GP") is the sole general partner of Georgian IV and Georgian Partners IV GP Inc. ("Georgian IV Ultimate GP") is the sole general partner of Georgian IV Direct GP. The Reporting Person is a lead investor of Georgian IV Direct GP and Georgian IV Ultimate GP and a member of the Issuer's board of directors. The Reporting Person may be deemed to have shared voting and dispositive power over the shares held by Georgian IV. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interests therein.
F3: The reportable securities are owned directly by Georgian Partners Growth Fund (International) IV, LP ("Georgian International IV"). Georgian IV Direct GP is the sole general partner of Georgian International IV and Georgian IV Ultimate GP is the sole general partner of Georgian IV Direct GP. The Reporting Person is a lead investor of Georgian IV Direct GP and Georgian IV Ultimate GP and a member of the Issuer's board of directors. The Reporting Person may be deemed to have shared voting and dispositive power over the shares held by Georgian International IV. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interests therein.
F4: The reportable securities are owned directly by Georgian Council II ULC ("Georgian Council"). The Reporting Person is a lead investor of Georgian Council and a member of the Issuer's board of directors. The Reporting Person may be deemed to have shared voting and dispositive power over the shares held by Georgian Council. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interests therein.
F5: The reportable securities are owned directly by Georgian Council as bare trustee for the beneficial owners Georgian IV and Georgian
International IV. The Reporting Person is a lead investor of Georgian Council and a member of the Issuer's board of directors. The Reporting
Person may be deemed to have shared voting and dispositive power over the shares held by Georgian Council. The Reporting Person disclaims
beneficial ownership of these securities and this report shall not be deemed an admission that he is the beneficial owner of such securities for
purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interests therein.