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CS Disco, Inc. — Director's Dealing 2021
Jul 28, 2021
33050_dirs_2021-07-27_6bf83c48-4520-443f-af88-5cca9784c35b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CS Disco, Inc. (LAW)
CIK: 0001625641
Period of Report: 2021-07-23
Reporting Person: Stephens Group, LLC (10% Owner)
Reporting Person: SG-Disco, LLC (10% Owner)
Reporting Person: CAMPBELL ELIZABETH STEPHENS (10% Owner)
Reporting Person: Stephens W. R. Jr. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-23 | Common Stock | C | 10342988 | — | Acquired | 10555914 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-23 | Series C Preferred Stock | $ | C | 6662342 | Disposed | Common Stock (6662342) | Indirect | |
| 2021-07-23 | Series D Preferred Stock | $ | C | 2509309 | Disposed | Common Stock (2509309) | Indirect | |
| 2021-07-23 | Series E Preferred Stock | $ | C | 498231 | Disposed | Common Stock (498231) | Indirect | |
| 2021-07-23 | Series F Preferred Stock | $ | C | 673106 | Disposed | Common Stock (673106) | Indirect |
Footnotes
F1: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a one for one basis, had no expiration date and automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.
F2: The shares are held by SG-Disco, LLC ("SG-Disco"). The Stephens Group, LLC ("The Stephens Group") is the sole manager of SG-Disco and has voting and dispositive power over the shares held by SG-Disco. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as an executive committee. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Disco.