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CS Disco, Inc. Director's Dealing 2021

Jul 28, 2021

33050_dirs_2021-07-27_6bf83c48-4520-443f-af88-5cca9784c35b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CS Disco, Inc. (LAW)
CIK: 0001625641
Period of Report: 2021-07-23

Reporting Person: Stephens Group, LLC (10% Owner)
Reporting Person: SG-Disco, LLC (10% Owner)
Reporting Person: CAMPBELL ELIZABETH STEPHENS (10% Owner)
Reporting Person: Stephens W. R. Jr. (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-23 Common Stock C 10342988 Acquired 10555914 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-23 Series C Preferred Stock $ C 6662342 Disposed Common Stock (6662342) Indirect
2021-07-23 Series D Preferred Stock $ C 2509309 Disposed Common Stock (2509309) Indirect
2021-07-23 Series E Preferred Stock $ C 498231 Disposed Common Stock (498231) Indirect
2021-07-23 Series F Preferred Stock $ C 673106 Disposed Common Stock (673106) Indirect

Footnotes

F1: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into Common Stock, on a one for one basis, had no expiration date and automatically convert into shares of Common Stock upon the closing of the Issuer's initial public offering.

F2: The shares are held by SG-Disco, LLC ("SG-Disco"). The Stephens Group, LLC ("The Stephens Group") is the sole manager of SG-Disco and has voting and dispositive power over the shares held by SG-Disco. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as an executive committee. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Disco.