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CS Disco, Inc. — Director's Dealing 2021
Jul 28, 2021
33050_dirs_2021-07-27_8bb783ac-c472-4f63-9e0e-aa962f96bccf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CS Disco, Inc. (LAW)
CIK: 0001625641
Period of Report: 2021-07-23
Reporting Person: LOVP SBIC MANAGEMENT SERVICES, LLC (10% Owner)
Reporting Person: Venugopal Shamapant (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-23 | Common Stock | C | 4756690 | — | Acquired | 5709409 | Indirect |
| 2021-07-23 | Common Stock | C | 2000000 | — | Acquired | 2000000 | Indirect |
| 2021-07-23 | Common Stock | C | 655412 | — | Acquired | 655412 | Indirect |
| 2021-07-23 | Common Stock | C | 896816 | — | Acquired | 896816 | Indirect |
| 2021-07-23 | Common Stock | C | 201931 | — | Acquired | 201931 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-23 | Series A Preferred Stock | $ | C | 2000000 | Disposed | Common Stock (2000000) | Indirect | |
| 2021-07-23 | Series A Preferred Stock | $ | C | 2000000 | Disposed | Common Stock (2000000) | Indirect | |
| 2021-07-23 | Series B Preferred Stock | $ | C | 1121212 | Disposed | Common Stock (1121212) | Indirect | |
| 2021-07-23 | Series C Preferred Stock | $ | C | 1132334 | Disposed | Common Stock (1132334) | Indirect | |
| 2021-07-23 | Series D Preferred Stock | $ | C | 503144 | Disposed | Common Stock (503144) | Indirect | |
| 2021-07-23 | Series D Preferred Stock | $ | C | 655412 | Disposed | Common Stock (655412) | Indirect | |
| 2021-07-23 | Series E Preferred Stock | $ | C | 896816 | Disposed | Common Stock (896816) | Indirect | |
| 2021-07-23 | Series F Preferred Stock | $ | C | 201931 | Disposed | Common Stock (201931) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred
Stock and Series F Preferred Stock was convertible at any time at the option of the holder, without payment of additional consideration, into
Common Stock, on a one for one basis, had no expiration date and automatically convert into shares of Common Stock upon the
closing of the Issuer's initial public offering.
F2: The securities are directly held by LiveOak Venture Partners 1A, L.P. ("LVP 1A"). LOVP SBIC Management Services, L.L.C. ("SBIC GP") is the
general partner of LVP 1A. Investment and voting decisions with respect to the shares held by LVP 1A are made by Krishna Srinivasan
("Srinivasan") and Venu Shamapant ("Shamapant"), acting as the managers of the general partner of LVP 1A. LVP 1A, SBIC GP and
Shamapant disclaim beneficial ownership of the securities held by LVP 1A except to the extent of their respective pecuniary interests therein, if
any.
F3: The securities are directly held by LiveOak Venture Partners I, L.P. ("LVP I"). LOVP GP I, L.P. ("LOVP GP I") is the general partner of LVP I.
LOVP Upper Tier GP I, LLC ("LOVPUT GP I") is the general partner of LOVP GP I. Investment and voting decisions with respect to the shares
held by the LVP I are made by Srinivasan and Shamapant, acting as the managers of LOVPUT GP I. LVP 1, LOVP GP I, LOVPUT GP I and
Shamapant disclaim beneficial ownership of the securities held by LVP 1 except to the extent of their respective pecuniary interests therein, if
any.
F4: The securities are directly held by LiveOak I Co-Invest L.P. ("LICI"). LOVP TDA GP, LP ("LOVP TDA GP") is the general partner of LICI.
LOVPUT GP I is the general partner of LOVP TDA GP. Investment and voting decisions with respect to the shares held by the LICI are made by
Srinivasan and Shamapant, acting as the managers of LOVPUT GP I. LICI, LOVP TDA GP, LOVPUT GP I and Shamapant disclaim beneficial
ownership of the securities held by LICI except to the extent of their respective pecuniary interests therein, if any.
F5: The securities are directly held by LiveOak I Co-Invest II L.P. ("LICI II"). LOVP TDA GP is the general partner of LICI II. LOVPUT GP I is the
general partner of LOVP TDA GP. Investment and voting decisions with respect to the shares held by the LICI II are made by Srinivasan and
Shamapant, acting as the managers of LOVPUT GP I. LICI II, LOVP TDA GP, LOVPUT GP I and Shamapant disclaim beneficial ownership of
the securities held by LICI II except to the extent of their respective pecuniary interests therein, if any.
F6: The securities are directly held by LiveOak I Co-Invest IV LP ("LICI IV"). LiveOak Co-Invest GP, LLC ("LICI GP") is the general partner of LICI IV.
Investment and voting decisions with respect to the shares held by the LICI IV are made by Srinivasan and Shamapant, acting as the managers
of the ultimate general partner of LICI IV. LICI IV, LICI GP and Shamapant disclaim beneficial ownership of the securities held by LICI IV except
to the extent of their respective pecuniary interests therein, if any.