CRYO CELL INTERNATIONAL INC — Director's Dealing 2021

Jul 20, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2021-07-20

Reporting Person: PORTNOY DAVID (Director, Chairman, Co-CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-19	Common Stock	P	100	$9.235	Acquired	11352	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	102586	Indirect
Common Stock	98162	Indirect
Common Stock	748156	Direct
Common Stock	152724	Indirect
Common Stock	15611	Indirect
Common Stock	9974	Indirect
Common Stock	59027	Indirect
Common Stock	199080	Indirect
Common Stock	55219	Indirect
Common Stock	11242	Indirect
Common Stock	10783	Indirect
Common Stock	9122	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$2.90	2021-08-31	Common Stock (67816)	67816	Direct
Stock Option	$3.14	2026-04-15	Common Stock (70270)	70270	Direct
Stock Option	$7.92	2028-03-08	Common Stock (23636)	23636	Direct
Stock Option	$7.53	2029-08-30	Common Stock (26243)	26243	Direct
Stock Option	$7.28	2029-12-20	Common Stock (23636)	23636	Direct

Footnotes

F1: Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.

F2: Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.

F3: Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.