CRYO CELL INTERNATIONAL INC — Director's Dealing 2021

Aug 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2021-08-24

Reporting Person: Portnoy Mark L. (Director, Co-CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-24	Common Stock	M	67816	$2.90	Acquired	787514	Direct
2021-08-24	Common Stock	F	25500	$10.50	Disposed	762014	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-24	Stock Option	$2.90	M	67816	Disposed	2021-08-31	Common Stock (67816)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	42266	Indirect
Common Stock	71529	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$3.14	2026-04-15	Common Stock (59459)	59459	Direct
Stock Option	$7.92	2028-03-08	Common Stock (20000)	20000	Direct
Stock Option	$7.53	2029-08-30	Common Stock (22222)	22222	Direct
Stock Option	$7.28	2029-12-20	Common Stock (20000)	20000	Direct

Footnotes

F1: Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.

F2: Shares of common stock were withheld by the Company as payment for the exercise price of the common stock and associated tax liabilities.

F3: Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.