CRYO CELL INTERNATIONAL INC — Director's Dealing 2021

Sep 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2021-08-30

Reporting Person: Gaines George (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-30	Common Stock	S	1800	$11.60	Disposed	14229	Direct
2021-08-30	Common Stock	S	4400	$11.50	Disposed	9829	Direct
2021-08-30	Common Stock	S	3800	$11.40	Disposed	6029	Direct
2021-08-31	Common Stock	S	10	$11.71	Disposed	6019	Direct
2021-08-31	Common Stock	S	278	$11.70	Disposed	5741	Direct
2021-08-31	Common Stock	S	2041	$11.60	Disposed	3700	Direct
2021-08-31	Common Stock	S	1	$11.50	Disposed	3699	Direct
2021-09-01	Common Stock	S	3699	$11.70	Disposed	0	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	992527	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$2.40	2024-07-22	Common Stock (7500)	7500	Direct
Stock Option	$1.95	2023-07-19	Common Stock (7500)	7500	Direct
Stock Option	$2.04	2022-07-10	Common Stock (7500)	7500	Direct
Stock Option	$3.08	2025-07-09	Common Stock (7500)	7500	Direct
Stock Option	$7.53	2029-08-30	Common Stock (7500)	7500	Direct
Stock Option	$7.74	2029-11-25	Common Stock (5300)	5300	Direct
Stock Option	$7.85	2030-09-22	Common Stock (5300)	5300	Direct

Footnotes

F1: Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.

F2: Stock options vest at a rate of 1/12 per month commencing on July 19, 2013.

F3: Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.

F4: Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.

F5: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.

F6: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.

F7: Stock options vest at a rate of 1/12 per month commencing on September 22, 2020