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CRYO CELL INTERNATIONAL INC — Director's Dealing 2021
Sep 15, 2021
34715_dirs_2021-09-15_92650831-e009-42eb-a07b-b227ab731bbd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2021-09-13
Reporting Person: Wheeler Jonathan H. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-13 | Common Stock | M | 7500 | $2.04 | Acquired | 84100 | Direct |
| 2021-09-13 | Common Stock | M | 7500 | $1.95 | Acquired | 91600 | Direct |
| 2021-09-13 | Common Stock | M | 7500 | $2.40 | Acquired | 99100 | Direct |
| 2021-09-13 | Common Stock | M | 7500 | $3.08 | Acquired | 106600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-13 | Stock Option | $2.04 | M | 7500 | Disposed | 2022-07-10 | Common Stock (7500) | Direct |
| 2021-09-13 | Stock Option | $1.95 | M | 7500 | Disposed | 2023-07-19 | Common Stock (7500) | Direct |
| 2021-09-13 | Stock Option | $2.40 | M | 7500 | Disposed | 2024-07-22 | Common Stock (7500) | Direct |
| 2021-09-13 | Stock Option | $3.08 | M | 7500 | Disposed | 2025-07-09 | Common Stock (7500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $7.53 | 2029-08-30 | Common Stock (7500) | 7500 | Direct |
| Stock Option | $7.74 | 2029-11-25 | Common Stock (5300) | 5300 | Direct |
| Stock Option | $7.85 | 2030-09-22 | Common Stock (5300) | 5300 | Direct |
Footnotes
F1: Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
F2: Stock options vest at a rate of 1/12 per month commencing on July 19, 2013.
F3: Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.
F4: Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.
F5: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.
F6: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.
F7: Stock options vest at a rate of 1/12 per month commencing on September 22, 2020