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CRYO CELL INTERNATIONAL INC — Director's Dealing 2021
Sep 21, 2021
34715_dirs_2021-09-21_5f7ffd33-4cf3-4b3e-8bc8-853f38a6001b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2021-09-17
Reporting Person: Wheeler Jonathan H. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-17 | Common Stock | M | 7500 | $7.53 | Acquired | 114100 | Direct |
| 2021-09-17 | Common Stock | M | 5300 | $7.74 | Acquired | 119400 | Direct |
| 2021-09-17 | Common Stock | M | 5300 | $7.85 | Acquired | 124700 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-17 | Stock Option | $7.53 | M | 7500 | Disposed | 2029-08-30 | Common Stock (7500) | Direct |
| 2021-09-17 | Stock Option | $7.74 | M | 5300 | Disposed | 2029-11-25 | Common Stock (5300) | Direct |
| 2021-09-17 | Stock Option | $7.85 | M | 5300 | Disposed | 2030-09-22 | Common Stock (5300) | Direct |
Footnotes
F1: Stock options vest at a rate of 1/12 per month commencing on August 30, 2019.
F2: Stock options vest at a rate of 1/12 per month commencing on November 25, 2019.
F3: Stock options vest at a rate of 1/12 per month commencing on September 22, 2020
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