CRYO CELL INTERNATIONAL INC — Director's Dealing 2021

Dec 27, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2021-12-22

Reporting Person: Portnoy Mark L. (Director, Co-CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-22	Stock Option	$12.27	A	20000	Acquired	2024-12-21	Common Stock (20000)	Direct
2021-12-22	Stock Option	$12.27	A	100000	Acquired	2028-12-21	Common Stock (100000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	42266	Indirect
Common Stock	71529	Indirect
Common Stock	762514	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$3.14	2026-04-15	Common Stock (59459)	59459	Direct
Stock Option	$7.92	2028-03-08	Common Stock (20000)	20000	Direct
Stock Option	$7.53	2029-08-30	Common Stock (22222)	22222	Direct
Stock Option	$7.28	2029-12-20	Common Stock (20000)	20000	Direct

Footnotes

F1: Shares of Common Stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.

F2: Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.

F3: Stock options fully vest upon issuance.

F4: Stock options vest immediately if the price of the Company's stock reaches $25.00 per share during the seven-year option term.