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CRYO CELL INTERNATIONAL INC Director's Dealing 2021

Dec 28, 2021

34715_dirs_2021-12-28_410b9482-898e-4d9f-98f0-dac7d634ed7f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2021-12-02

Reporting Person: Mikulinsky Oleg (Chief Information Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-28 Common Stock M 10000 $3.20 Acquired 64349 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-28 Stock Option $3.20 M 10000 Disposed 2026-04-18 Common Stock (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 54349 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $7.49 2028-05-21 Common Stock (8000) 8000 Direct
Stock Option $7.13 2029-09-04 Common Stock (4444) 4444 Direct
Stock Option $6.55 2030-02-27 Common Stock (1333) 1333 Direct
Stock Option $8.00 2027-09-23 Common Stock (10000) 10000 Direct

Footnotes

F1: Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2019 and 1/3 on December 1, 2020.

F2: Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.

F3: Stock options vest at a rate of 1/5 per year commencing on September 23, 2021.