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CRYO CELL INTERNATIONAL INC — Director's Dealing 2021
Dec 28, 2021
34715_dirs_2021-12-28_410b9482-898e-4d9f-98f0-dac7d634ed7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2021-12-02
Reporting Person: Mikulinsky Oleg (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-28 | Common Stock | M | 10000 | $3.20 | Acquired | 64349 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-28 | Stock Option | $3.20 | M | 10000 | Disposed | 2026-04-18 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 54349 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $7.49 | 2028-05-21 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $7.13 | 2029-09-04 | Common Stock (4444) | 4444 | Direct |
| Stock Option | $6.55 | 2030-02-27 | Common Stock (1333) | 1333 | Direct |
| Stock Option | $8.00 | 2027-09-23 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2019 and 1/3 on December 1, 2020.
F2: Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.
F3: Stock options vest at a rate of 1/5 per year commencing on September 23, 2021.
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