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CRYO CELL INTERNATIONAL INC — Director's Dealing 2017
Aug 29, 2017
34715_dirs_2017-08-29_a291c3dc-74f4-4651-aa15-a814d9ceae7d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2017-07-18
Reporting Person: Gaines George (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-18 | Stock Option | $7.00 | A | 7500 | Acquired | 2027-07-18 | Common Stock (7500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1050000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $2.80 | 2021-08-30 | Common Stock (20000) | 20000 | Direct |
| Stock Options | $2.04 | 2022-07-10 | Common Stock (7500) | 7500 | Direct |
| Stock Options | $1.95 | 2023-07-19 | Common Stock (7500) | 7500 | Direct |
| Stock Options | $2.40 | 2024-07-22 | Common Stock (7500) | 7500 | Direct |
| Stock Options | $3.08 | 2025-07-09 | Common Stock (7500) | 7500 | Direct |
| Stock Options | $3.50 | 2026-07-06 | Common Stock (7500) | 7500 | Direct |
Footnotes
F1: Stock options vest at a rate of 1/3 per year commencing on August 30, 2011.
F2: Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
F3: Stock options vest at a rate of 1/3 per month commencing on July 19, 2013.
F4: Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.
F5: Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.
F6: Stock options vest at a rate of 1/12 per month commencing on July 6, 2016.
F7: Stock options vest at a rate of 1/12 per month commencing on July 18, 2017.