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CRYO CELL INTERNATIONAL INC — Director's Dealing 2014
Dec 9, 2014
34715_dirs_2014-12-09_4b5d28a7-c6ee-4dca-ac2f-a5af0dee7e20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2014-12-05
Reporting Person: PORTNOY DAVID (Director, Co-Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-05 | Common Stock | P | 1880 | $2.50 | Acquired | 33207 | Indirect |
| 2014-12-05 | Common Stock | P | 1500 | $2.54 | Acquired | 34707 | Indirect |
| 2014-12-09 | Common Stock | P | 20 | $2.50 | Acquired | 34727 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7117 | Indirect |
| Common Stock | 7974 | Indirect |
| Common Stock | 78864 | Indirect |
| Common Stock | 91163 | Direct |
| Common Stock | 148224 | Indirect |
| Common Stock | 78176 | Indirect |
| Common Stock | 199080 | Indirect |
| Common Stock | 55219 | Indirect |
| Common Stock | 17000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $1.72 | 2021-12-01 | Common Stock (200000) | 200000 | Direct |
| Stock Option | $2.90 | 2021-08-31 | Common Stock (100000) | 300000 | Direct |
Footnotes
F1: Shares of Common Stock held by PartnerCommunity, as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary and as managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.
F2: Shares of Common Stock held by Mayim Investments Limited Partnership, as to which David I.Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F3: Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary.