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CRYO CELL INTERNATIONAL INC Director's Dealing 2014

Dec 9, 2014

34715_dirs_2014-12-09_4b5d28a7-c6ee-4dca-ac2f-a5af0dee7e20.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CRYO CELL INTERNATIONAL INC (CCEL)
CIK: 0000862692
Period of Report: 2014-12-05

Reporting Person: PORTNOY DAVID (Director, Co-Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-05 Common Stock P 1880 $2.50 Acquired 33207 Indirect
2014-12-05 Common Stock P 1500 $2.54 Acquired 34707 Indirect
2014-12-09 Common Stock P 20 $2.50 Acquired 34727 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7117 Indirect
Common Stock 7974 Indirect
Common Stock 78864 Indirect
Common Stock 91163 Direct
Common Stock 148224 Indirect
Common Stock 78176 Indirect
Common Stock 199080 Indirect
Common Stock 55219 Indirect
Common Stock 17000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $1.72 2021-12-01 Common Stock (200000) 200000 Direct
Stock Option $2.90 2021-08-31 Common Stock (100000) 300000 Direct

Footnotes

F1: Shares of Common Stock held by PartnerCommunity, as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary and as managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.

F2: Shares of Common Stock held by Mayim Investments Limited Partnership, as to which David I.Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.

F3: Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary.