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CROWN CRAFTS INC — Director's Dealing 2016
Oct 3, 2016
34800_dirs_2016-10-03_ee62288b-788f-4f75-a1ee-e6378d183b51.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CROWN CRAFTS INC (CRWS)
CIK: 0000025895
Period of Report: 2016-09-29
Reporting Person: Cowart Kenneth C. (Director, Information Systems)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-29 | Common Stock | M | 15000 | $7.90 | Acquired | 20519 | Direct |
| 2016-09-29 | Common Stock | F | 12760 | $10.1275 | Disposed | 7759 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-29 | Non-Qualified Stock Option (Right to Buy) | $7.90 | M | 15000 | Disposed | 2024-06-18 | Common Stock (15000) | Direct |
Footnotes
F1: This transaction represents the withholding of 12,760 shares of common stock to satisfy the exercise price and tax withholding obligations incurred by the Reporting Person upon the exercise of the options granted to the Reporting Person on June 18, 2014.
F2: The options were granted on June 18, 2014 and vested as follows: (a) 7,500 shares on June 18, 2015; and (b) 7,500 shares on June 18, 2016.
F3: Derivative securities represent the grant of a stock option for services as an officer of the Issuer.
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