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CROWN CRAFTS INC — Director's Dealing 2015
Oct 9, 2015
34800_dirs_2015-10-09_95fbee1a-36a8-4d6e-8a02-af6a73a65ab7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CROWN CRAFTS INC (CRWS)
CIK: 0000025895
Period of Report: 2015-10-07
Reporting Person: FREEMAN NANCI (Pres & CEO/Infant Products Div)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-07 | Common Stock | M | 5000 | $4.81 | Acquired | 23367 | Indirect |
| 2015-10-07 | Common Stock | M | 10000 | $5.42 | Acquired | 33367 | Indirect |
| 2015-10-07 | Common Stock | M | 10000 | $6.14 | Acquired | 43367 | Indirect |
| 2015-10-07 | Common Stock | M | 7500 | $7.90 | Acquired | 50867 | Indirect |
| 2015-10-07 | Common Stock | F | 27320 | $8.21 | Disposed | 23547 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-07 | Non-Qualified Stock Option (Right to Buy) | $4.81 | M | 5000 | Disposed | 2021-06-10 | Common Stock (5000) | Indirect |
| 2015-10-07 | Non-Qualified Stock Option (Right to Buy) | $5.42 | M | 10000 | Disposed | 2022-06-13 | Common Stock (10000) | Indirect |
| 2015-10-07 | Non-Qualified Stock Option (Right to Buy) | $6.14 | M | 10000 | Disposed | 2023-06-14 | Common Stock (10000) | Indirect |
| 2015-10-07 | Non-Qualified Stock Option (Right to Buy) | $7.90 | M | 7500 | Disposed | 2024-06-18 | Common Stock (7500) | Indirect |
Footnotes
F1: This transaction represents the withholding of 27,320 shares of common stock to satisfy the exercise price and tax withholding obligations incurred by the spouse of the Reporting Person upon the exercise of the options granted to the spouse of the Reporting Person on June 10, 2011, June 13, 2012, June 14, 2013 and June 18, 2014.
F2: The options were granted on June 10, 2011 and vested on June 10, 2013.
F3: Derivative securities represent the grant of a stock option for services rendered as an employee of the Issuer.
F4: The options were granted on June 13, 2012 and vested as follows: (a) 5,000 shares vested on June 13, 2013; and (b) 5,000 shares vested on June 13, 2014.
F5: The options were granted on June 14, 2013 and vested as follows: (a) 5,000 shares vested on June 14, 2014; and (b) 5,000 shares vested on June 14, 2015.
F6: The options were granted on June 18, 2014 and vest as follows: (a) 7,500 shares vested on June 18, 2015; and (b) 7,500 shares will vest on June 18, 2016.