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CROWN CRAFTS INC — Director's Dealing 2012
Apr 17, 2012
34800_dirs_2012-04-17_bee88ba9-456b-441f-98e3-2affa2690695.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CROWN CRAFTS INC (CRWS)
CIK: 0000025895
Period of Report: 2012-04-13
Reporting Person: FREEMAN NANCI (Pres & CEO/Infant Products Div)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-13 | Common Stock | M | 15000 | $3.15 | Acquired | 240786 | Direct |
| 2012-04-13 | Common Stock | M | 22500 | $4.08 | Acquired | 263286 | Direct |
| 2012-04-13 | Common Stock | M | 25000 | $3.58 | Acquired | 288286 | Direct |
| 2012-04-13 | Common Stock | M | 25000 | $3.02 | Acquired | 313286 | Direct |
| 2012-04-13 | Common Stock | F | 70073 | $5.67 | Disposed | 243213 | Direct |
| 2012-04-13 | Common Stock | M | 10000 | $3.15 | Acquired | 35937 | Indirect |
| 2012-04-13 | Common Stock | M | 6000 | $4.08 | Acquired | 41937 | Indirect |
| 2012-04-13 | Common Stock | M | 10000 | $3.58 | Acquired | 51937 | Indirect |
| 2012-04-13 | Common Stock | M | 10000 | $3.02 | Acquired | 61937 | Indirect |
| 2012-04-13 | Common Stock | M | 5000 | $4.23 | Acquired | 66937 | Indirect |
| 2012-04-13 | Common Stock | F | 33368 | $5.67 | Disposed | 33569 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-13 | Non-Qualified Stock Option (Right to Buy) | $3.15 | M | 15000 | Disposed | 2016-08-25 | Common Stock (15000) | Direct |
| 2012-04-13 | Non-Qualified Stock Option (Right to Buy) | $4.08 | M | 22500 | Disposed | 2017-08-14 | Common Stock (22500) | Direct |
| 2012-04-13 | Non-Qualified Stock Option (Right to Buy) | $3.58 | M | 25000 | Disposed | 2018-06-10 | Common Stock (25000) | Direct |
| 2012-04-13 | Non-Qualified Stock Option (Right to Buy) | $3.02 | M | 25000 | Disposed | 2019-08-12 | Common Stock (25000) | Direct |
| 2012-04-13 | Non-Qualified Stock Option (Right to Buy) | $3.15 | M | 10000 | Disposed | 2016-08-25 | Common Stock (10000) | Indirect |
| 2012-04-13 | Non-Qualified Stock Option (Right to Buy) | $4.08 | M | 6000 | Disposed | 2017-08-14 | Common Stock (6000) | Indirect |
| 2012-04-13 | Non-Qualified Stock Option (Right to Buy) | $3.58 | M | 10000 | Disposed | 2018-06-10 | Common Stock (10000) | Indirect |
| 2012-04-13 | Non-Qualified Stock Option (Right to Buy) | $3.02 | M | 10000 | Disposed | 2019-08-12 | Common Stock (10000) | Indirect |
| 2012-04-13 | Non-Qualified Stock Option (Right to Buy) | $4.23 | M | 5000 | Disposed | 2020-06-23 | Common Stock (5000) | Indirect |
Footnotes
F1: This transaction represents the withholding of 70,073 shares of common stock to satisfy the exercise price and tax withholding obligations incurred by the Reporting Person upon the exercise of the options granted to the Reporting Person on each of August 25, 2006; August 14, 2007; June 10, 2008; and August 12, 2009.
F2: This transaction represents the withholding of 33,368 shares of common stock to satisfy the exercise price and tax withholding obligations incurred by the spouse of the Reporting Person upon the exercise of the options granted to the spouse of the Reporting Person on each of August 25, 2006; August 14, 2007; June 10, 2008; August 12, 2009; and June 23, 2010.
F3: The options were granted on August 25, 2006 and vested as follows: (a) 7,500 shares on August 25, 2007; and (b) 7,500 shares on August 25, 2008.
F4: Derivative securities represent the grant of a stock option for services as an officer of the Issuer.
F5: The options were granted on August 14, 2007 and vested as follows: (a) 11,250 shares on August 14, 2008; and (b) 11,250 shares on August 14, 2009.
F6: The options were granted on June 10, 2008 and vested as follows: (a) 12,500 shares on June 10, 2009; and (b) 12,500 shares on June 10, 2010.
F7: The options were granted on August 12, 2009 and vested as follows: (a) 12,500 shares on August 12, 2010; and (b) 12,500 shares on August 12, 2011.
F8: The options were granted on August 25, 2006 and vested as follows: (a) 5,000 shares on August 25, 2007; and (b) 5,000 shares on August 25, 2008.
F9: Derivative securities represent the grant of a stock option for services rendered as an employee of the Issuer.
F10: The options were granted on August 14, 2007 and vested as follows: (a) 3,000 shares on August 14, 2008; and (b) 3,000 shares on August 14, 2009.
F11: The options were granted on June 10, 2008 and vested as follows: (a) 5,000 shares on June 10, 2009; and (b) 5,000 shares on June 10, 2010.
F12: The options were granted on August 12, 2009 and vested as follows: (a) 5,000 shares on August 12, 2010; and (b) 5,000 shares on August 12, 2011.
F13: The options were granted on June 23, 2010 and vest as follows: (a) 5,000 shares vested on June 23, 2011; and (b) 5,000 shares will vest on June 23, 2012.