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CROWN CRAFTS INC — Director's Dealing 2012
Nov 14, 2012
34800_dirs_2012-11-14_c3172972-276b-4d25-a03b-df419e770bff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CROWN CRAFTS INC (CRWS)
CIK: 0000025895
Period of Report: 2012-11-12
Reporting Person: Guyer Stephen (VP Procurement/Infant Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-12 | Common Stock | M | 5000 | $4.23 | Acquired | 46340 | Direct |
| 2012-11-12 | Common Stock | M | 5000 | $4.81 | Acquired | 51340 | Direct |
| 2012-11-12 | Common Stock | F | 8415 | $6.03 | Disposed | 42925 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-12 | Non-Qualified Stock Option (Right to Buy) | $4.23 | M | 5000 | Disposed | 2020-06-23 | Common Stock (5000) | Direct |
| 2012-11-12 | Non-Qualified Stock Option (Right to Buy) | $4.81 | M | 5000 | Disposed | 2021-06-10 | Common Stock (5000) | Direct |
Footnotes
F1: This transaction represents the withholding of 8,415 shares of common stock to satisfy the exercise price and tax withholding obligations incurred by the Reporting Person upon the exercise of the options granted to the Reporting Person on June 23, 2010 and June 10, 2011.
F2: The options were granted on June 23, 2010 and vested as follows: (a) 5,000 shares on June 23, 2011; and (b) 5,000 shares on June 23, 2012.
F3: Derivative securities represent the grant of a stock option for services as an officer of the Issuer.
F4: The options were granted on June 10, 2011 and vest as follows: (a) 5,000 shares vested on June 10, 2012; and (b) 5,000 shares will vest on June 10, 2013.