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CrowdStrike Holdings, Inc. — Director's Dealing 2021
Jan 25, 2021
29839_dirs_2021-01-25_ba13f180-cd24-42ec-9a6c-6fa4381b9cbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2021-01-21
Reporting Person: Carpenter Michael J. (PRES., GLBAL SALES & FLD OPS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-21 | Class A common stock | C | 99500 | — | Acquired | 229152 | Direct |
| 2021-01-21 | Class A common stock | S | 5069 | $220.68 | Disposed | 224083 | Direct |
| 2021-01-21 | Class A common stock | S | 28128 | $221.30 | Disposed | 195955 | Direct |
| 2021-01-21 | Class A common stock | S | 1103 | $222.22 | Disposed | 194852 | Direct |
| 2021-01-21 | Class A common stock | S | 1900 | $223.69 | Disposed | 192952 | Direct |
| 2021-01-21 | Class A common stock | S | 25283 | $224.83 | Disposed | 167669 | Direct |
| 2021-01-21 | Class A common stock | S | 28713 | $225.50 | Disposed | 138956 | Direct |
| 2021-01-21 | Class A common stock | S | 6644 | $226.39 | Disposed | 132312 | Direct |
| 2021-01-21 | Class A common stock | S | 2660 | $228.07 | Disposed | 129652 | Direct |
| 2021-01-22 | Class A common stock | C | 5800 | — | Acquired | 135452 | Direct |
| 2021-01-22 | Class A common stock | S | 5700 | $225.25 | Disposed | 129752 | Direct |
| 2021-01-22 | Class A common stock | S | 100 | $226 | Disposed | 129652 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-21 | Stock Options (Right to Buy) | $1.76 | M | 99500 | Disposed | 2027-02-04 | Class B common stock (99500) | Direct |
| 2021-01-21 | Class B common stock | $0 | M | 99500 | Acquired | Class A common stock (99500) | Direct | |
| 2021-01-21 | Class B common stock | $0 | C | 99500 | Disposed | Class A common stock (99500) | Direct | |
| 2021-01-22 | Stock Options (Right to Buy) | $1.76 | M | 5800 | Disposed | 2027-02-04 | Class B common stock (5800) | Direct |
| 2021-01-22 | Class B common stock | $0 | M | 5800 | Acquired | Class A common stock (5800) | Direct | |
| 2021-01-22 | Class B common stock | $0 | C | 5800 | Disposed | Class A common stock (5800) | Direct |
Footnotes
F1: The Class B common stock was converted into Class A common stock on a one-for-one basis.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F3: These transactions were executed in multiple trades at prices ranging from $219.90 to $220.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: These transactions were executed in multiple trades at prices ranging from $220.90 to $221.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: These transactions were executed in multiple trades at prices ranging from $221.91 to $222.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: These transactions were executed in multiple trades at prices ranging from $223.14 to $224.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: These transactions were executed in multiple trades at prices ranging from $224.15 to $225.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: These transactions were executed in multiple trades at prices ranging from $225.15 to $226.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: These transactions were executed in multiple trades at prices ranging from $226.16 to $227.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: These transactions were executed in multiple trades at prices ranging from $227.73 to $228.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: These transactions were executed in multiple trades at prices ranging from $225.00 to $225.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on November 21, 2017, with 1/48 of the remaining stock options vesting monthly thereafter.
F13: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.