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CrowdStrike Holdings, Inc. — Director's Dealing 2021
Mar 24, 2021
29839_dirs_2021-03-23_00ce3223-20ea-4f23-90cb-0a251bfbd52b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2021-03-20
Reporting Person: Podbere Burt W. (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-22 | Class A common stock | C | 3125 | — | Acquired | 218568 | Direct |
| 2021-03-22 | Class A common stock | S | 2100 | $191.01 | Disposed | 216468 | Direct |
| 2021-03-22 | Class A common stock | S | 3600 | $191.99 | Disposed | 212868 | Direct |
| 2021-03-22 | Class A common stock | S | 5300 | $192.84 | Disposed | 207568 | Direct |
| 2021-03-22 | Class A common stock | S | 6375 | $194.12 | Disposed | 201193 | Direct |
| 2021-03-22 | Class A common stock | S | 4912 | $195.17 | Disposed | 196281 | Direct |
| 2021-03-22 | Class A common stock | S | 12267 | $196.05 | Disposed | 184014 | Direct |
| 2021-03-22 | Class A common stock | S | 16793 | $197.13 | Disposed | 167221 | Direct |
| 2021-03-22 | Class A common stock | S | 1760 | $197.73 | Disposed | 165461 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-20 | Restricted Stock Units | $0 | M | 3125 | Disposed | Class B common stock (3125) | Direct | |
| 2021-03-20 | Class B common stock | $0 | M | 3125 | Acquired | Class A common stock (3125) | Direct | |
| 2021-03-22 | Class B common stock | $0 | C | 3125 | Disposed | Class A common stock (3125) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B common stock | $0 | Class A common stock (50000) | 50000 | Indirect |
Footnotes
F1: The Class B common stock was converted into Class A common stock on a one-for-one basis.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F3: This transaction was executed in multiple trades at prices ranging from $190.4425 to $191.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $191.45 to $192.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $192.49 to $193.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $193.60 to $194.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $194.60 to $195.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $195.60 to $196.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $196.60 to $197.595. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: This transaction was executed in multiple trades at prices ranging from $197.605 to $197.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: RSUs convert into Class B common stock on a one-for-one basis.
F12: Represents RSUs that remain unvested under grants that initially consisted of 50,000 RSUs with 25% of the RSUs vesting on September 20, 2019 and 1/16 of the RSUs vesting quarterly thereafter; provided that no RSUs will vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.
F13: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.