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CrowdStrike Holdings, Inc. — Director's Dealing 2020
Jan 15, 2020
29839_dirs_2020-01-14_ed1bcf5d-9416-455e-9d4e-be904ab5a311.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-01-10
Reporting Person: Accel Leaders Fund L.P. (10% Owner)
Reporting Person: Accel Leaders Fund Associates L.L.C. (10% Owner)
Reporting Person: Accel Leaders Fund Investors 2016 L.L.C. (10% Owner)
Reporting Person: ACCEL LONDON III LP (10% Owner)
Reporting Person: Accel London III Associates L.P. (10% Owner)
Reporting Person: Accel London Investors 2012 L.P. (10% Owner)
Reporting Person: Accel London III Associates L.L.C. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-10 | Class A common stock | C | 954400 | — | Acquired | 1574760 | Direct |
| 2020-01-10 | Class A common stock | C | 45600 | — | Acquired | 75240 | Indirect |
| 2020-01-10 | Class A common stock | C | 488900 | — | Acquired | 488900 | Indirect |
| 2020-01-10 | Class A common stock | C | 11100 | — | Acquired | 11100 | Indirect |
| 2020-01-10 | Class A common stock | J | 954400 | — | Disposed | 620360 | Direct |
| 2020-01-10 | Class A common stock | J | 45600 | — | Disposed | 29640 | Indirect |
| 2020-01-10 | Class A common stock | J | 488900 | — | Disposed | 0 | Indirect |
| 2020-01-10 | Class A common stock | J | 11100 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-10 | Class B common stock | $0 | C | 954400 | Disposed | Class A common stock (954400) | Direct | |
| 2020-01-10 | Class B common stock | $0 | C | 45600 | Disposed | Class A common stock (45600) | Indirect | |
| 2020-01-10 | Class B common stock | $0 | C | 488900 | Disposed | Class A common stock (488900) | Indirect | |
| 2020-01-10 | Class B common stock | $0 | C | 11100 | Disposed | Class A common stock (11100) | Indirect |
Footnotes
F1: Class B common stock convert into Class A common stock on a one-for-one basis.
F2: These shares are held by Accel Leaders Fund L.P. Accel Leaders Fund Associates L.L.C. is the general partner of Accel Leaders Fund L.P. and has the sole voting and dispositive power with regard to the shares held by Accel Leaders Fund L.P. Accel Leaders Fund Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F3: These shares are held by Accel Leaders Fund Investors 2016 L.L.C.
F4: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.L.C. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F5: These shares are held by Accel London Investors 2012 L.P.
F6: On January 10, 2020, Accel Leaders Fund L.P. distributed, for no consideration, 954,400 shares of Class A common stock of the Issuer (the "Accel Leaders Fund Shares") to its limited partners and to Accel Leaders Fund Associates L.L.C., the general partner of Accel Leaders Fund L.P., representing each such partner's pro rata interest in such Accel Leaders Fund Shares. On the same date, Accel Leaders Fund Associates L.L.C. distributed, for no consideration, the Accel Leaders Fund Shares it received in the distribution by Accel Leaders Fund L.P. to its members, representing each such member's pro rata interest in such Accel Leaders Fund Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F7: On January 10, 2020, Accel Leaders Fund Investors 2016 L.L.C. distributed, for no consideration, 45,600 shares of Class A common stock of the Issuer (the "Accel Leaders Fund Investors Shares") to its members, representing each such partner's pro rata interest in such Accel Leaders Fund Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F8: On January 10, 2020, Accel London III L.P. distributed, for no consideration, 488,900 shares of Class A common stock of the Issuer (the "Accel London III Shares") to its limited partners and to Accel London III Associates L.P., the general partner of Accel London III L.P., representing each such partner's pro rata interest in such Accel London III Shares. On the same date, Accel London III Associates L.P. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III L.P. to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London III Associates L.P., representing each such partner's pro rata interest in such Accel London III Shares. Continued in footnote (11) below.
F9: On January 10, 2020, Accel London Investors 2012 L.P. distributed, for no consideration, 11,100 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London Investors 2012 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2012 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
F10: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
F11: Also on that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III Associates L.P. to its members, representing each such member's pro rata interest in such Accel London III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.