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CrowdStrike Holdings, Inc. — Director's Dealing 2020
Mar 25, 2020
29839_dirs_2020-03-24_e1ff441f-b02c-43f8-8313-ad80b9672859.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-03-20
Reporting Person: Kurtz George (Director, PRESIDENT AND CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-20 | Class A common stock | C | 36686 | — | Acquired | 36686 | Indirect |
| 2020-03-20 | Class A common stock | C | 3572 | — | Acquired | 3572 | Indirect |
| 2020-03-20 | Class A common stock | C | 3572 | — | Acquired | 3572 | Indirect |
| 2020-03-20 | Class A common stock | S | 36686 | $50.09 | Disposed | 0 | Indirect |
| 2020-03-20 | Class A common stock | S | 3572 | $50.09 | Disposed | 0 | Indirect |
| 2020-03-20 | Class A common stock | S | 3572 | $50.09 | Disposed | 0 | Indirect |
| 2020-03-23 | Class A common stock | C | 17480 | — | Acquired | 17480 | Indirect |
| 2020-03-23 | Class A common stock | C | 1706 | — | Acquired | 1706 | Indirect |
| 2020-03-23 | Class A common stock | C | 1706 | — | Acquired | 1706 | Indirect |
| 2020-03-23 | Class A common stock | S | 17480 | $50.13 | Disposed | 0 | Indirect |
| 2020-03-23 | Class A common stock | S | 1706 | $50.13 | Disposed | 0 | Indirect |
| 2020-03-23 | Class A common stock | S | 1706 | $50.13 | Disposed | 0 | Indirect |
| 2020-03-23 | Class A common stock | C | 57510 | — | Acquired | 57510 | Direct |
| 2020-03-23 | Class A common stock | S | 42095 | $46.38 | Disposed | 15415 | Direct |
| 2020-03-23 | Class A common stock | S | 15340 | $47.53 | Disposed | 75 | Direct |
| 2020-03-23 | Class A common stock | S | 75 | $48.37 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-20 | Class B common stock | $0 | C | 36686 | Disposed | Class A common stock (36686) | Indirect | |
| 2020-03-20 | Class B common stock | $0 | C | 3572 | Disposed | Class A common stock (3572) | Indirect | |
| 2020-03-20 | Class B common stock | $0 | C | 3572 | Disposed | Class A common stock (3572) | Indirect | |
| 2020-03-20 | Restricted Stock Units | $0 | M | 131996 | Disposed | Class A common stock (131996) | Direct | |
| 2020-03-20 | Class B common stock | $0 | M | 131996 | Acquired | Class A common stock (131996) | Direct | |
| 2020-03-23 | Class B common stock | $0 | C | 57510 | Disposed | Class A common stock (57510) | Direct | |
| 2020-03-23 | Class B common stock | $0 | C | 17480 | Disposed | Class A common stock (17480) | Indirect | |
| 2020-03-23 | Class B common stock | $0 | C | 1706 | Disposed | Class A common stock (1706) | Indirect | |
| 2020-03-23 | Class B common stock | $0 | C | 1706 | Disposed | Class A common stock (1706) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B common stock | $0 | Class A common stock (100000) | 100000 | Indirect |
Footnotes
F1: Class B common stock convert into Class A common stock on a one-for-one basis.
F2: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.
F3: These transactions were executed in multiple trades at prices ranging from $50.00 to $50.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: These transactions were executed in multiple trades at prices ranging from $50.00 to $50.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $46.10 to $46.88. The price reported above reflects the weighted average sale price. The Reporting
Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and
prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $46.10 to $46.88. The price reported above reflects the weighted average sale price. The Reporting
Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and
prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $47.36 to $48.01. The price reported above reflects the weighted average sale price. The Reporting
Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and
prices at which the transaction was effected.
F7: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
F8: Restricted stock units convert into Class B common stock on a one-for-one basis.
F9: Represents restricted stock units ("RSUs") that remain unvested under grants that initially consisted of (i) 2,111,934 RSUs that vest in 16 equal quarterly installments beginning on December 20, 2018 and 703,978 RSUs that vest in eight equal quarterly installments beginning on December 20, 2022; provided that no RSUs vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.
F10: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.