AI assistant
CrowdStrike Holdings, Inc. — Director's Dealing 2020
Apr 14, 2020
29839_dirs_2020-04-13_d6eec807-4514-48f4-993c-e6f0b8c522c6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-04-09
Reporting Person: Carpenter Michael J. (PRES., GLBAL SALES & FLD OPS)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A common stock | 8479 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $1.76 | 2027-02-04 | Class B common stock (1020000) | Direct | |
| Stock Options (Right to Buy) | $1.76 | 2027-02-04 | Class B common stock (115626) | Direct | |
| Stock Options (Right to Buy) | $1.76 | 2027-02-04 | Class B common stock (175000) | Direct | |
| Stock Options (Right to Buy) | $11.13 | 2028-09-25 | Class B common stock (50000) | Direct | |
| Restricted Stock Units | $0 | Class B common stock (31250) | Direct |
Footnotes
F1: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on November 21, 2017, with 1/48 of the remaining stock options vesting monthly thereafter.
F2: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018.
F3: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2019.
F4: The stock options were granted on September 25, 2018 and vest in 48 equal monthly installments beginning on October 25, 2018.
F5: The shares represent unvested restricted stock units ("RSUs") granted on September 25, 2018, which included (i) 15,000 RSUs that vested on December 20, 2019 and (ii) 35,000 RSUs that vest in eleven quarterly installments thereafter.