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CrowdStrike Holdings, Inc. — Director's Dealing 2020
Jun 24, 2020
29839_dirs_2020-06-23_69b71ef3-8be5-46dd-bb78-36b26e4ae424.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-06-20
Reporting Person: Henry Shawn (Please see remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-22 | Class A common stock | C | 3125 | — | Acquired | 306233 | Direct |
| 2020-06-22 | Class A common stock | S | 437 | $100.94 | Disposed | 305796 | Direct |
| 2020-06-22 | Class A common stock | S | 513 | $101.87 | Disposed | 305283 | Direct |
| 2020-06-22 | Class A common stock | S | 423 | $103.14 | Disposed | 304860 | Direct |
| 2020-06-22 | Class A common stock | S | 156 | $103.69 | Disposed | 304704 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-20 | Restricted Stock Units | $0 | M | 3125 | Disposed | Class B common stock (3125) | Direct | |
| 2020-06-20 | Class B common stock | $0 | M | 3125 | Acquired | Class A common stock (3125) | Direct | |
| 2020-06-22 | Class B common stock | $0 | C | 3125 | Disposed | Class A common stock (3125) | Direct |
Footnotes
F1: Class B common stock convert into Class A common stock on a one-for-one basis.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs") and includes 735 shares of Class A common stock acquired under the CrowdStrike Holdings, Inc. 2019 Employee Stock Purchase Plan on June 10, 2020. These figures also reflect a reduction in the reporting person's holdings of Class A common stock by 3,125 shares to correct an overstatement that appeared in the reporting person's Form 3 and prior Form 4.
F3: This transaction was executed in multiple trades at prices ranging from $100.44 to $101.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $101.45 to $102.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $102.62 to $103.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $103.63 to $103.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: RSUs convert into Class B common stock on a one-for-one basis.
F8: The shares represent unvested RSUs granted on September 25, 2018, which included (i) 15,000 RSUs that vested on December 20, 2019 and (ii) 35,000 RSUs that vest in eleven quarterly installments thereafter.
F9: This figure reflects a reduction in the reporting person's holdings of Restricted Stock Units by 3,125 units to correct an overstatement that appeared in the reporting person's Form 3 and prior Form 4.
F10: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.