CrowdStrike Holdings, Inc. — Director's Dealing 2020

Jul 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-07-02

Reporting Person: Carpenter Michael J. (PRES., GLBAL SALES & FLD OPS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-02	Class A common stock	C	64647	—	Acquired	194299	Direct
2020-07-06	Class A common stock	S	33257	$105.14	Disposed	129652	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-02	Stock Options (Right to Buy)	$1.76	M	51973	Disposed	2027-02-04	Class B common stock (51973)	Direct
2020-07-02	Class B common stock	$0	M	51973	Acquired		Class A common stock (51973)	Direct
2020-07-02	Stock Options (Right to Buy)	$1.76	M	7331	Disposed	2027-02-04	Class B common stock (7331)	Direct
2020-07-02	Class B common stock	$0	M	7331	Acquired		Class A common stock (7331)	Direct
2020-07-02	Stock Options (Right to Buy)	$1.76	M	5343	Disposed	2027-02-04	Class B common stock (5343)	Direct
2020-07-02	Class B common stock	$0	M	5343	Acquired		Class A common stock (5343)	Direct
2020-07-02	Class B common stock	$0	C	64647	Disposed		Class A common stock (64647)	Direct

Footnotes

F1: Class B common stock convert into Class A common stock on a one-for-one basis.

F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

F3: These transactions were executed in multiple trades at prices ranging from $104.95 to $105.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on November 21, 2017, with 1/48 of the remaining stock options vesting monthly thereafter.

F5: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F6: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2018.

F7: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and vest in 48 equal monthly installments beginning on December 21, 2016 and were subject to (i) the Reporting Person remaining employed by or rendering services to the Company and (ii) the Company achieving 110% of its board approved revenue target for the fiscal year ending January 31, 2019.

F8: Reflects the exempt transfer of 31,390 shares of Class A common stock from the Reporting Person pursuant to a DRO.