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CrowdStrike Holdings, Inc. — Director's Dealing 2020
Sep 23, 2020
29839_dirs_2020-09-22_56d2a8d9-f1a2-435e-8712-29f996a1629e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-09-20
Reporting Person: Black Colin (CHIEF OPERATING OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-21 | Class A common stock | C | 3125 | — | Acquired | 124298 | Direct |
| 2020-09-21 | Class A common stock | S | 1558 | $127.03 | Disposed | 122740 | Direct |
| 2020-09-21 | Class A common stock | S | 46 | $128.76 | Disposed | 122694 | Direct |
| 2020-09-22 | Class A common stock | S | 1521 | $138.52 | Disposed | 121173 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-20 | Restricted Stock Units | $0 | M | 3125 | Disposed | Class B common stock (3125) | Direct | |
| 2020-09-20 | Class B common stock | $0 | M | 3125 | Acquired | Class A common stock (3125) | Direct | |
| 2020-09-21 | Class B common stock | $0 | C | 3125 | Disposed | Class A common stock (3125) | Direct |
Footnotes
F1: Class B common stock convert into Class A common stock on a one-for-one basis.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F3: RSUs convert into Class B common stock on a one-for-one basis.
F4: Represents RSUs that remain unvested under grants that initially consisted of 50,000 RSUs with 25% of the RSUs vesting on September 20, 2019 and 1/16 of the RSUs vesting quarterly thereafter; provided that no RSUs will vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.
F5: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
F6: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.