CrowdStrike Holdings, Inc. — Director's Dealing 2020

Sep 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-09-20

Reporting Person: Kurtz George (Director, PRESIDENT AND CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-21	Class A common stock	C	58088	—	Acquired	260043	Direct
2020-09-21	Class A common stock	S	2400	$126.48	Disposed	257643	Direct
2020-09-21	Class A common stock	S	2600	$127.26	Disposed	255043	Direct
2020-09-21	Class A common stock	S	9242	$128.53	Disposed	245801	Direct
2020-09-21	Class A common stock	S	13919	$129.38	Disposed	231882	Direct
2020-09-21	Class A common stock	S	6371	$130.48	Disposed	225511	Direct
2020-09-21	Class A common stock	S	3300	$131.36	Disposed	222211	Direct
2020-09-21	Class A common stock	S	900	$132.50	Disposed	221311	Direct
2020-09-21	Class A common stock	S	3574	$133.90	Disposed	217737	Direct
2020-09-21	Class A common stock	S	14526	$134.27	Disposed	203211	Direct
2020-09-21	Class A common stock	S	1256	$136.37	Disposed	201955	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-20	Restricted Stock Units	$0	M	131996	Disposed		Class B common stock (131996)	Direct
2020-09-20	Class B common stock	$0	M	131996	Acquired		Class A common stock (131996)	Direct
2020-09-21	Class B common stock	$0	C	58088	Disposed		Class A common stock (58088)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B common stock	$0		Class A common stock (11474002)	11474002	Indirect
Class B common stock	$0		Class A common stock (1804692)	1804692	Indirect
Class B common stock	$0		Class A common stock (1804692)	1804692	Indirect
Class B common stock	$0		Class A common stock (100000)	100000	Indirect

Footnotes

F1: Class B common stock convert into Class A common stock on a one-for-one basis.

F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

F3: This transaction was executed in multiple trades at prices ranging from $125.89 to $126.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $126.89 to $127.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $127.97 to $128.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $128.99 to $129.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $129.99 to $130.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: This transaction was executed in multiple trades at prices ranging from $131.00 to $131.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: This transaction was executed in multiple trades at prices ranging from $132.05 to $133.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: This transaction was executed in multiple trades at prices ranging from $133.13 to $134.125. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11: This transaction was executed in multiple trades at prices ranging from $134.13 to $134.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F12: This transaction was executed in multiple trades at prices ranging from $135.561 to $136.461. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F13: RSUs convert into Class B common stock on a one-for-one basis.

F14: Represents RSUs that remain unvested under grants that initially consisted of (i) 2,111,934 RSUs that vest in 16 equal quarterly installments beginning on December 20, 2018 and 703,978 RSUs that vest in eight equal quarterly installments beginning on December 20, 2022; provided that no RSUs vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.

F15: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F16: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.

F17: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.