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CrowdStrike Holdings, Inc. — Director's Dealing 2020
Oct 5, 2020
29839_dirs_2020-10-05_f2b20805-51f9-42e3-95a9-26576fc4d77f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-10-01
Reporting Person: Black Colin (CHIEF OPERATING OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Class A common stock | C | 25000 | — | Acquired | 146173 | Direct |
| 2020-10-01 | Class A common stock | S | 2400 | $138.66 | Disposed | 143773 | Direct |
| 2020-10-01 | Class A common stock | S | 5598 | $139.57 | Disposed | 138175 | Direct |
| 2020-10-01 | Class A common stock | S | 5302 | $140.72 | Disposed | 132873 | Direct |
| 2020-10-01 | Class A common stock | S | 11700 | $141.55 | Disposed | 121173 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Stock Options (Right to Buy) | $1.76 | M | 25000 | Disposed | 2027-02-04 | Class B common stock (25000) | Direct |
| 2020-10-01 | Class B common stock | $0 | M | 25000 | Acquired | Class A common stock (25000) | Direct | |
| 2020-10-01 | Class B common stock | $0 | C | 25000 | Disposed | Class A common stock (25000) | Direct |
Footnotes
F1: Class B common stock convert into Class A common stock on a one-for-one basis.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F3: These transactions were executed in multiple trades at prices ranging from $138.105 to $138.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: These transactions were executed in multiple trades at prices ranging from $139.16 to $140.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: These transactions were executed in multiple trades at prices ranging from $140.21 to $141.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: These transactions were executed in multiple trades at prices ranging from $141.24 to $141.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on December 26, 2017, with 1/48 of the remaining stock options vesting monthly thereafter for the following 36 months.
F8: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
F9: All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares.