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CrowdStrike Holdings, Inc. — Director's Dealing 2020
Nov 18, 2020
29839_dirs_2020-11-18_56fee3b8-f8b0-4a81-9657-6e064e5ee01f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-11-16
Reporting Person: Carpenter Michael J. (PRES., GLBAL SALES & FLD OPS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-16 | Class A common stock | C | 75000 | — | Acquired | 204652 | Direct |
| 2020-11-16 | Class A common stock | S | 1400 | $128.76 | Disposed | 203252 | Direct |
| 2020-11-16 | Class A common stock | S | 8134 | $129.95 | Disposed | 195118 | Direct |
| 2020-11-16 | Class A common stock | S | 41616 | $130.83 | Disposed | 153502 | Direct |
| 2020-11-16 | Class A common stock | S | 20348 | $131.67 | Disposed | 133154 | Direct |
| 2020-11-16 | Class A common stock | S | 3502 | $132.48 | Disposed | 129652 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-16 | Stock Options (Right to Buy) | $1.76 | M | 75000 | Disposed | 2027-02-04 | Class B common stock (75000) | Direct |
| 2020-11-16 | Class B common stock | $0 | M | 75000 | Acquired | Class A common stock (75000) | Direct | |
| 2020-11-16 | Class B common stock | $0 | C | 75000 | Disposed | Class A common stock (75000) | Direct |
Footnotes
F1: Class B common stock convert into Class A common stock on a one-for-one basis.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F3: These transactions were executed in multiple trades at prices ranging from $128.27 to $129.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: These transactions were executed in multiple trades at prices ranging from $129.28 to $130.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: These transactions were executed in multiple trades at prices ranging from $130.28 to $131.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: These transactions were executed in multiple trades at prices ranging from $131.28 to $132.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: These transactions were executed in multiple trades at prices ranging from $132.30 to $132.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on November 21, 2017, with 1/48 of the remaining stock options vesting monthly thereafter.
F9: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.