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CrowdStrike Holdings, Inc. Director's Dealing 2020

Nov 18, 2020

29839_dirs_2020-11-18_56fee3b8-f8b0-4a81-9657-6e064e5ee01f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-11-16

Reporting Person: Carpenter Michael J. (PRES., GLBAL SALES & FLD OPS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-16 Class A common stock C 75000 Acquired 204652 Direct
2020-11-16 Class A common stock S 1400 $128.76 Disposed 203252 Direct
2020-11-16 Class A common stock S 8134 $129.95 Disposed 195118 Direct
2020-11-16 Class A common stock S 41616 $130.83 Disposed 153502 Direct
2020-11-16 Class A common stock S 20348 $131.67 Disposed 133154 Direct
2020-11-16 Class A common stock S 3502 $132.48 Disposed 129652 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-16 Stock Options (Right to Buy) $1.76 M 75000 Disposed 2027-02-04 Class B common stock (75000) Direct
2020-11-16 Class B common stock $0 M 75000 Acquired Class A common stock (75000) Direct
2020-11-16 Class B common stock $0 C 75000 Disposed Class A common stock (75000) Direct

Footnotes

F1: Class B common stock convert into Class A common stock on a one-for-one basis.

F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

F3: These transactions were executed in multiple trades at prices ranging from $128.27 to $129.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: These transactions were executed in multiple trades at prices ranging from $129.28 to $130.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: These transactions were executed in multiple trades at prices ranging from $130.28 to $131.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: These transactions were executed in multiple trades at prices ranging from $131.28 to $132.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: These transactions were executed in multiple trades at prices ranging from $132.30 to $132.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on November 21, 2017, with 1/48 of the remaining stock options vesting monthly thereafter.

F9: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.