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CrowdStrike Holdings, Inc. — Director's Dealing 2020
Dec 11, 2020
29839_dirs_2020-12-10_3b5f893a-fb7c-42f8-a657-6b20c27d09ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-12-08
Reporting Person: Kurtz George (Director, PRESIDENT AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-08 | Class A common stock | C | 1250000 | — | Acquired | 1250000 | Indirect |
| 2020-12-08 | Class A common stock | G | 1250000 | — | Disposed | 0 | Indirect |
| 2020-12-08 | Class A common stock | G | 1250000 | — | Acquired | 1451955 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-08 | Class B common stock | $0 | C | 1250000 | Disposed | Class A common stock (1250000) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B common stock | $0 | Class A common stock (1771038) | 1771038 | Indirect | |
| Class B common stock | $0 | Class A common stock (1771038) | 1771038 | Indirect | |
| Class B common stock | $0 | Class A common stock (100000) | 100000 | Indirect | |
| Class B common stock | $0 | Class A common stock (1430658) | 1430658 | Direct |
Footnotes
F1: The Class B common stock was converted into Class A common stock on a one-for-one basis.
F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.
F3: On December 8, 2020 the trustee of the Kurtz 2009 Spendthrift Trust transferred 1,250,000 shares of Class A common stock to the Reporting Person. The Reporting Person therefore now reports the transferred shares as direct holdings.
F4: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F5: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.
F6: All or a portion of the Class B common stock was issued in connection with the Reporting Person's exercise of an unvested stock option pursuant to an early exercise provision. Any such shares as to which the option fails to vest will be subject to the Issuer's right of repurchase.