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CrowdStrike Holdings, Inc. Director's Dealing 2020

Dec 22, 2020

29839_dirs_2020-12-22_31b14ebc-9517-4916-b39c-8ed3a1bf8b66.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-12-20

Reporting Person: Kurtz George (Director, PRESIDENT AND CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-21 Class A common stock C 56667 Acquired 258622 Direct
2020-12-21 Class A common stock S 1895 $203.33 Disposed 256727 Direct
2020-12-21 Class A common stock S 3370 $204.98 Disposed 253357 Direct
2020-12-21 Class A common stock S 6306 $205.88 Disposed 247051 Direct
2020-12-21 Class A common stock S 8885 $206.97 Disposed 238166 Direct
2020-12-21 Class A common stock S 8246 $207.91 Disposed 229920 Direct
2020-12-21 Class A common stock S 12285 $209.18 Disposed 217635 Direct
2020-12-21 Class A common stock S 10005 $209.89 Disposed 207630 Direct
2020-12-21 Class A common stock S 5675 $210.74 Disposed 201955 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-20 Restricted Stock Units $0 M 131995 Disposed Class B common stock (131995) Direct
2020-12-20 Class B common stock $0 M 131995 Acquired Class A common stock (131995) Direct
2020-12-21 Class B common stock $0 C 56667 Disposed Class A common stock (56667) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B common stock $0 Class A common stock (9779837) 9779837 Indirect
Class B common stock $0 Class A common stock (1771038) 1771038 Indirect
Class B common stock $0 Class A common stock (1771038) 1771038 Indirect
Class B common stock $0 Class A common stock (100000) 100000 Indirect

Footnotes

F1: The Class B common stock was converted into Class A common stock on a one-for-one basis.

F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

F3: This transaction was executed in multiple trades at prices ranging from $203.06 to $203.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $204.39 to $205.365. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $205.41 to $206.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $206.41 to $207.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $207.41 to $208.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: This transaction was executed in multiple trades at prices ranging from $208.415 to $209.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: This transaction was executed in multiple trades at prices ranging from $209.42 to $210.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: This transaction was executed in multiple trades at prices ranging from $210.43 to $211.365. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11: RSUs convert into Class B common stock on a one-for-one basis.

F12: Represents RSUs that remain unvested under grants that initially consisted of (i) 2,111,934 RSUs that vest in 16 equal quarterly installments beginning on December 20, 2018 and 703,978 RSUs that vest in eight equal quarterly installments beginning on December 20, 2022; provided that no RSUs vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.

F13: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F14: All or a portion of the Class B common stock was issued in connection with the Reporting Person's exercise of an unvested stock option pursuant to an early exercise provision. Any such shares as to which the option fails to vest will be subject to the Issuer's right of repurchase.

F15: The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares.