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CrowdStrike Holdings, Inc. — Director's Dealing 2020
Dec 22, 2020
29839_dirs_2020-12-22_6948213b-f72f-453d-b19c-148364ead024.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CrowdStrike Holdings, Inc. (CRWD)
CIK: 0001535527
Period of Report: 2020-12-20
Reporting Person: Podbere Burt W. (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-21 | Class A common stock | C | 3125 | — | Acquired | 138334 | Direct |
| 2020-12-21 | Class A common stock | S | 230 | $205.01 | Disposed | 138104 | Direct |
| 2020-12-21 | Class A common stock | S | 227 | $206.28 | Disposed | 137877 | Direct |
| 2020-12-21 | Class A common stock | S | 381 | $207.32 | Disposed | 137496 | Direct |
| 2020-12-21 | Class A common stock | S | 102 | $208.42 | Disposed | 137394 | Direct |
| 2020-12-21 | Class A common stock | S | 616 | $210.01 | Disposed | 136778 | Direct |
| 2020-12-21 | Class A common stock | S | 96 | $210.85 | Disposed | 136682 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-20 | Restricted Stock Units | $0 | M | 3125 | Disposed | Class B common stock (3125) | Direct | |
| 2020-12-20 | Class B common stock | $0 | M | 3125 | Acquired | Class A common stock (3125) | Direct | |
| 2020-12-21 | Class B common stock | $0 | C | 3125 | Disposed | Class A common stock (3125) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B common stock | $0 | Class A common stock (50000) | 50000 | Indirect |
Footnotes
F1: The Class B common stock was converted into Class A common stock on a one-for-one basis.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F3: This transaction was executed in multiple trades at prices ranging from $204.51 to $205.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $205.92 to $206.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $206.92 to $207.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $208.21 to $209.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $209.26 to $210.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $210.50 to $211.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: RSUs convert into Class B common stock on a one-for-one basis.
F10: Represents RSUs that remain unvested under grants that initially consisted of 50,000 RSUs with 25% of the RSUs vesting on September 20, 2019 and 1/16 of the RSUs vesting quarterly thereafter; provided that no RSUs will vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.
F11: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.