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Cronos Group Inc. — Director's Dealing 2019
Dec 31, 2019
32126_dirs_2019-12-31_63c2a27a-63c9-4648-9644-adda11b854b7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Cronos Group Inc. (CRON)
CIK: 0001656472
Period of Report: 2019-12-31
Reporting Person: SHUM XIU MING (See Remarks)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| COMMON SHARE OPTION (right to buy) | $2.42 | 2022-08-24 | COMMON SHARES (263000) | Direct | |
| COMMON SHARE OPTION (right to buy) | $7.57 | 2023-05-17 | COMMON SHARES (250000) | Direct | |
| COMMON SHARE OPTION (right to buy) | $20.65 | 2024-05-11 | COMMON SHARES (30089) | Direct |
Footnotes
F1: The options were granted August 24, 2017 and vest in monthly installments over a four-year period.
F2: The exercise price is expressed in Canadian dollars.
F3: The options were granted May 17, 2018 and vest in monthly installments over a four-year period.
F4: The options were granted May 11, 2019 and vest in quarterly installments over a four-year period; the first installment became exercisable August 11, 2019, and the second installment became exercisable November 11, 2019.
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