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Cronos Group Inc. — Director's Dealing 2019
Dec 31, 2019
32126_dirs_2019-12-31_268ff64f-59b8-4ca3-9e63-5d0890e05174.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Cronos Group Inc. (CRON)
CIK: 0001656472
Period of Report: 2019-12-31
Reporting Person: RUDYK JAMES DANIEL (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON SHARES | 36237 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| COMMON SHARE OPTION (right to buy) | $9.00 | 2023-01-31 | COMMON SHARES (109375) | Direct | |
| COMMON SHARE OPTION (right to buy) | $7.57 | 2023-05-17 | COMMON SHARES (118750) | Direct | |
| DEFERRED SHARE UNITS | $ | COMMON SHARES (8484.16) | Direct |
Footnotes
F1: The options were granted January 31, 2018 and vest in monthly installments over a four-year period.
F2: The exercise price is expressed in Canadian dollars.
F3: The options were granted May 17, 2018 and vest in monthly installments over a four-year period.
F4: Vested Deferred Share Units are mandatorily redeemable by Cronos Group Inc. (the "Company") on the first trading day after Mr. Rudyk ceases to be a director of the Company.
F5: Upon redemption, Deferred Share Units entitle Mr. Rudyk to receive a lump sum cash payment in an amount equal to the fair market value of Company common shares on the date of redemption.