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Cronos Group Inc. — Director's Dealing 2019
Dec 31, 2019
32126_dirs_2019-12-31_f35c1801-e81f-4894-92bc-bd42d6874dc8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Cronos Group Inc. (CRON)
CIK: 0001656472
Period of Report: 2019-12-31
Reporting Person: GORENSTEIN MICHAEL RYAN (Director, See Remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON SHARES | 1289450 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| COMMON SHARE OPTION (right to buy) | $0.50 | 2021-08-05 | COMMON SHARES (487500) | Direct | |
| COMMON SHARE OPTION (right to buy) | $1.23 | 2021-10-06 | COMMON SHARES (1200000) | Direct | |
| COMMON SHARE OPTION (right to buy) | $3.14 | 2022-04-12 | COMMON SHARES (1300000) | Direct | |
| COMMON SHARE OPTION (right to buy) | $2.42 | 2022-08-24 | COMMON SHARES (500000) | Direct | |
| COMMON SHARE OPTION (right to buy) | $7.57 | 2023-05-17 | COMMON SHARES (150000) | Direct | |
| COMMON SHARE OPTION (right to buy) | $20.65 | 2024-05-11 | COMMON SHARES (1097791) | Direct | |
| WARRANTS | $0.245 | 2021-05-27 | COMMON SHARES (7990221) | Direct | |
| WARRANTS | $0.31 | COMMON SHARES (645555) | Direct |
Footnotes
F1: The options were granted August 5, 2016 and vest in monthly installments over a four-year period.
F2: The exercise price is expressed in Canadian dollars.
F3: The options were granted October 6, 2016 and vest in monthly instalments over a four-year period.
F4: The options were granted April 12, 2017 and vest in monthly instalments over a four-year period.
F5: The options were granted August 24, 2017 and vest in monthly instalments over a four-year period.
F6: The options were granted May 17, 2018 and vest in monthly instalments over a four-year period.
F7: The options were granted May 11, 2019 and vest in quarterly instalments over a four-year period; the first installment became exercisable August 11, 2019, and the second installment became exercisable November 11, 2019.
F8: The warrants were issued between May 16, 2016 and August 12, 2016 and were immediately exercisable.
F9: 494,912 warrants were issued on October 8, 2015 and were immediately exercisable and expire on October 8, 2020. 150,643 warrants were issued on October 28, 2015 and were immediately exercisable and expire on October 28, 2020.