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Crocs, Inc. — Director's Dealing 2013
Mar 15, 2013
31092_dirs_2013-03-15_bfce91c8-4c03-4dcb-a723-9aee6bf160a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Crocs, Inc. (CROX)
CIK: 0001334036
Period of Report: 2013-03-13
Reporting Person: Hart Daniel P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-13 | Common Stock | M | 4167 | $3.99 | Acquired | 199620 | Direct |
| 2013-03-13 | Common Stock | S | 4167 | $16.00 | Disposed | 195453 | Direct |
| 2013-03-14 | Common Stock | F | 1265 | $16.23 | Disposed | 194188 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-13 | Employee Stock Option (Right to Buy) | $3.99 | M | 4167 | Disposed | 2019-06-15 | Common Stock (4167) | Direct |
Footnotes
F1: The shares were sold pursuant to a sales plan adopted by the reporting person on December 13, 2012 and intended to comply with Rule 10b5-1 under the Securities Exhcange Act of 1934.
F2: Represents shares withheld by the issuer to cover tax withholding obligations upon the vesting of a restricted stock unit award.
F3: Twenty-five percent (25%) of the options vested and became exercisable on June 15, 2010. Thereafter, the remaining options vest and become exercisable in thirty-six (36) successive equal monthly installments upon the reporting person's completion of each additional month of continuous service with the issuer.