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Crocs, Inc. — Director's Dealing 2011
May 12, 2011
31092_dirs_2011-05-12_82e15b40-4f0a-45fb-bece-e8214316073c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Crocs, Inc. (CROX)
CIK: 0001334036
Period of Report: 2011-05-10
Reporting Person: SMACH THOMAS J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-10 | Common Stock | M | 29204 | — | Acquired | 68710 | Direct |
| 2011-05-10 | Common Stock | S | 29204 | $22.5007 | Disposed | 39506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-10 | Employee Stock Option (Right to Buy) | $5.37 | M | 29204 | Disposed | 2012-04-30 | Common Stock (29204) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4400 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.50 to $22.52, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent the reporting person is deemed to have a pecuniary interest in the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: All of the options are vested and exercisable.