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CRISPR Therapeutics AG — Director's Dealing 2021
Mar 9, 2021
30936_dirs_2021-03-09_4f8810fa-ae1a-470b-9ae4-6b5cc0471d6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRISPR Therapeutics AG (CRSP)
CIK: 0001674416
Period of Report: 2021-03-05
Reporting Person: Ho Tony W (Executive VP, Head of R&D)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-05 | Common Shares | M | 3333 | — | Acquired | 37447 | Direct |
| 2021-03-05 | Common Shares | F | 1585 | $114.65 | Disposed | 35862 | Direct |
Footnotes
F1: On March 5, 2019, the reporting person was granted 10,000 restricted stock units. On March 5, 2021, 3,333 restricted stock units vested.
F2: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.
F3: Includes 150 shares acquired under the CRISPR Therapeutics AG 2016 Employee Stock Purchase Plan.
F4: Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.