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CRISPR Therapeutics AG — Director's Dealing 2021
Jul 1, 2021
30936_dirs_2021-06-30_d5654bbc-9676-4677-97a5-aba430ebf480.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRISPR Therapeutics AG (CRSP)
CIK: 0001674416
Period of Report: 2021-06-28
Reporting Person: Bolzon Bradley J PhD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-28 | Common Shares | S | 3216 | $150.6503 | Disposed | 17159 | Direct |
| 2021-06-28 | Common Shares | S | 1578 | $150.6503 | Disposed | 167253 | Indirect |
| 2021-06-28 | Common Shares | S | 6403 | $151.4949 | Disposed | 10756 | Direct |
| 2021-06-28 | Common Shares | S | 3144 | $151.4949 | Disposed | 164109 | Indirect |
| 2021-06-28 | Common Shares | S | 3139 | $152.3763 | Disposed | 7617 | Direct |
| 2021-06-28 | Common Shares | S | 1540 | $152.3763 | Disposed | 162569 | Indirect |
| 2021-06-28 | Common Shares | S | 4519 | $153.5389 | Disposed | 3098 | Direct |
| 2021-06-28 | Common Shares | S | 2218 | $153.5389 | Disposed | 160351 | Indirect |
| 2021-06-28 | Common Shares | S | 2281 | $154.5656 | Disposed | 817 | Direct |
| 2021-06-28 | Common Shares | S | 1119 | $154.5656 | Disposed | 159232 | Indirect |
| 2021-06-28 | Common Shares | S | 268 | $155.2725 | Disposed | 549 | Direct |
| 2021-06-28 | Common Shares | S | 132 | $155.2725 | Disposed | 159100 | Indirect |
| 2021-06-28 | Common Shares | S | 549 | $156.5414 | Disposed | 0 | Direct |
| 2021-06-28 | Common Shares | S | 269 | $156.5414 | Disposed | 158831 | Indirect |
Footnotes
F1: The sale of these shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $150.00 to $150.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
F3: These Securities are held of record by Versant Venture Management, LLC ("VVM LLC"), for the benefit of the Reporting Person, pursuant to an agreement between VVM LLC and the Reporting Person.
F4: These securities are held of record by VVM LLC, a portion of which are held for the benefit of the Reporting Person, pursuant to an agreement between VVM LLC and the Reporting Person. The Reporting Person is a managing member of VVM LLC and the Reporting Person may be deemed to indirectly beneficially own the securities through his interest in VVM LLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any.
F5: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $151.00 to $151.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.
F6: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $152.00 to $152.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (6) to this Form 4.
F7: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $153.02 to $153.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (7) to this Form 4.
F8: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $154.00 to $154.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (8) to this Form 4.
F9: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $155.23 to $155.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (9) to this Form 4.
F10: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $156.26 to $156.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the ranges set forth in this footnote (10) to this Form 4.