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CRISPR Therapeutics AG — Director's Dealing 2021
Sep 15, 2021
30936_dirs_2021-09-14_834d38c0-65d5-4434-bf0f-71c0da497674.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRISPR Therapeutics AG (CRSP)
CIK: 0001674416
Period of Report: 2021-09-10
Reporting Person: KASINGER JAMES R. (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-10 | Common Shares | M | 10000 | — | Acquired | 33911 | Direct |
| 2021-09-13 | Common Shares | F | 4741 | $117.86 | Disposed | 29170 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-10 | Restricted Stock Units | $ | D | 10000 | Disposed | Common Shares (10000) | Direct |
Footnotes
F1: The restricted stock unit award was granted on September 10, 2019 with respect to 10,000 Common Shares, with all shares vesting on September 10, 2021.
F2: Each restricted stock unit represents a contingent right to receive one share of CRSP Common Shares.
F3: Amount reported represents the number of shares required to be sold by the reporting person to cover the tax withholding obligation in connection with the vesting of these restricted stock units. This sale is mandated by the Company's RSU Settlement Policy to fund the tax withholding obligation and does not represent a discretionary trade by the reporting person.