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CRISPR Therapeutics AG — Director's Dealing 2018
May 21, 2018
30936_dirs_2018-05-21_f430e70e-47c0-439b-b2a5-82118d77562f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CRISPR Therapeutics AG (CRSP)
CIK: 0001674416
Period of Report: 2018-05-17
Reporting Person: Novak Rodger (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-17 | Common Shares | M | 35240 | $1.81 | Acquired | 1183247 | Direct |
| 2018-05-17 | Common Shares | M | 39760 | $14.00 | Acquired | 1223007 | Direct |
| 2018-05-17 | Common Shares | S | 75000 | $60.00 | Disposed | 1148007 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-17 | Stock Option (Right to Buy) | $1.81 | M | 35240 | Disposed | 2025-09-10 | Common Stock (35240) | Direct |
| 2018-05-17 | Stock Option (Right to Buy) | $14.00 | M | 39760 | Disposed | 2016-10-18 | Common Stock (39760) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: This option was granted on September 10, 2015 with respect to 268,093 Common Shares with 94,950 shares immediately vested on the grant date and the remaining 173,143 shares vest in 31equal monthly installments thereafter.
F3: This option was granted on October 18, 2016 with respect to 200,000 Common Shares with 100% of the shares vesting in 48 equal monthly installments beginning October 31, 2016.
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