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CRISPR Therapeutics AG Director's Dealing 2017

Feb 10, 2017

30936_dirs_2017-02-10_82446716-3bda-4695-8e06-df1a964bf043.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CRISPR Therapeutics AG (CRSP)
CIK: 0001674416
Period of Report: 2016-10-24

Reporting Person: Lundberg Sven Ante (Chief Scientific Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-24 Common Shares C 55217 $0.00 Acquired 505217 Direct
2016-10-24 Common Shares P 400 $14.00 Acquired 505617 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-24 Series B Preferred Shares $0.00 C 55217 Disposed Common Shares (55217) Direct

Footnotes

F1: These securities were convertible at any time on a one-for-one basis into shares of the Issuer's Common Stock at the holder's election and automatically upon the closing of the Issuer's initial public offering. These securities do not have an expiration date.